Portfolio Update Report : simplebooklet.com

Since Inception: 5/25/2016 - 9/4/2024Portfolio Update Report - BetaPortfolio: SecurityAs Of:9/4/20242825221916131086420% 2% 4% 6% 8% 10%SecurityAllocation1. SPAB - SPDR PORTFOLIOAGGREGATE BOND ETF $380,152.20 9.2%2. CBHIX - VICTORYMARKET NEUTRAL INCOMECL I $362,054.51 8.8%3. IICIX - VOYAINTERMEDIATE BONDCL I $358,792.08 8.7%4. FTRBX - FEDERATED HERMESTOTAL RETURN BONDINSTL CL $354,427.22 8.6%5. SPTI - SPDRINTERMEDIATE TERMTREASURY ETF $352,350.00 8.5%6. SPLG - SPDR PORTFOLIOS&P 500 ETF $273,478.59 6.6%7. AMRFX - AMERICAN MUTUALCL F2 $209,100.47 5.1%8. 40057NQF7 - GS FINANCE CORPINDEX LKD NOTELKD INDURTY SPXCPN 0.000% DUE 11/02/27DTD 11/02/22$206,975.005.0%9. WGIFX - CAPITAL WORLDGROWTH & INCOMECL F2 $165,453.27 4.0%10. PJLXX - JPMORGANLIQUID ASSETS MONEY MKTPREMIERCL$157,936.083.8%11. AMEFX - INCOME FUND OF AMERICACL F2 $143,935.30 3.5%12. USMF - WISDOMTREEU S MULTIFACTOR FUND ETF $137,922.12 3.3%13. DBP - INVESCO DB MULTI SECTORCOMMODITYPRECIOUSMETALS FUND$135,487.00 3.3%14. SPMD - SPDR PORTFOLIOS&P 400 MID CAP ETF $105,136.50 2.5%15. 30335D518 - FIRST TRUSTVEST ENH LG CAP BUF 13MO FECA$103,943.75 2.5%16. 06376ABN9 - BANK MONTREALNOTELKD RTY SPXCPN0.000% DUE 04/15/27DTD 04/15/24CALL 04/15/25 @ 100.000$97,780.002.4%17. QEFA - SPDR INDEXMSCI EAFE STRATEGICFACTORS ETF $94,442.42 2.3%18. SPSM - SPDR PORTFOLIOS&P 600 SMALL CAP ETF $67,669.83 1.6%19. GSINX - GOLDMAN SACHSGQG PARTNERS INTLOPPTYSINVESTOR CL$67,031.09 1.6%20. DGS - WISDOMTREE EMERGINGMARKETS SMALLCAPDIVIDEND ETF$65,018.171.6%21. 17329QVV9 - CITIGROUP GLBL MKTS HLDGCONTIN EQTYSECS 6.15%LKD INDU NDX RTYCPN 0.000% DUE 09/24/26DTD09/23/21CALL 09/21/24 @ 100.000$62,779.20 1.5%22. 9999227 - Insured Cash Account $62,773.45 1.5%23. 17329F2H6 - CITIGROUP GLBL MKTS HLDGCONTIN EQTYSECS 7.35%LKD INDU NDX RTYCPN 0.000% DUE 04/03/25DTD04/01/21CALL 12/30/24 @ 100.000$53,768.00 1.3%24. 17328YUC6 - CITIGROUP GLBL MKTS HLDGCONTIN EQTYSECS 7.8%LKD NDX RTY SPXCPN 0.000% DUE 02/13/26DTD02/16/21CALL 11/13/24 @ 100.000$38,636.00.9%25. IWR - ISHARES RUSSELL MID CAPETF $30,024.99 .7%Page 4/9Securities offered through LPL Financial, Member FINRA/SIPC.September 5,2024 | 01:21 PM Report ID: 76132848

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Since Inception: 5/25/2016 - 9/4/2024Portfolio Update Report - Beta26. 17329FLL6 - CITIGROUP GLBL MKTS HLDGCONTIN EQTYSECS 6.4%LKD NDX RTY INDUCPN 0.000% DUE 05/30/25DTD05/28/21CALL 11/28/24 @ 100.000$24,147.50.6%27. IWM - ISHARES RUSSELL 2000ETF $23,547.54 .6%28. Cash - Cash Balance $336.88 <.1%$4,135,099.15 100.0%Underlying Equity ExposureAs Of:9/4/2024Portfolio Sector Exposure: Top 5 Equity HoldingsCompany Ticker % of EquityExposure (A+B)% of Exposure fromIndividual Equities(A)% of Exposure fromMutual FundHoldings (B)COMMUNICATION SERVICES 2.11% 0.00% 2.11%COMCAST CORP CL A CMCSA 0.82% 0.00%0.82%ALPHABET INC CL C GOOG 0.38% 0.00%0.38%META PLATFORMS INC CL A META 0.36% 0.00%0.36%PUBLICIS GROUPE SA ORD PGPEF 0.29% 0.00%0.29%ROYAL KPN NV ORD KKPNF 0.26% 0.00%0.26%CONSUMER DISCRETIONARY 2.32% 0.00% 2.32%HOME DEPOT INC COM HD 1.11% 0.00%1.11%DARDEN RESTAURANTS INC COM DRI 0.40% 0.00%0.40%RESTAURANT BRANDS INTL INC COM QSR 0.30% 0.00%0.30%LVMH LOUIS VUITTON MOET HEN ORD LVMHF 0.29% 0.00%0.29%INDUSTRIA DE DISENO TEXTIL SA ORD IDEXF 0.23% 0.00%0.23%CONSUMER STAPLES 3.00% 0.00% 3.00%PHILIP MORRIS INTERNATIONAL INC COM PM 1.19% 0.00%1.19%MONDELEZ INTERNATIONAL INC CL A MDLZ 0.56% 0.00%0.56%GENERAL MILLS INC COM GIS 0.55% 0.00%0.55%Page 5/9Securities offered through LPL Financial, Member FINRA/SIPC.September 5,2024 | 01:21 PM Report ID: 76132848

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Since Inception: 5/25/2016 - 9/4/2024Portfolio Update Report - BetaPortfolio Sector Exposure: Top 5 Equity HoldingsCompany Ticker % of EquityExposure (A+B)% of Exposure fromIndividual Equities(A)% of Exposure fromMutual FundHoldings (B)IMPERIAL BRANDS PLC ORD IMBBF 0.36% 0.00%0.36%COCA COLA CO COM KO 0.34% 0.00%0.34%ENERGY 3.58% 0.00% 3.58%TOTALENERGIES SE ORD TTFNF 0.81% 0.00%0.81%CANADIAN NATURAL RESOURCES LTD COM CNQ 0.79% 0.00%0.79%EOG RESOURCES INC COM EOG 0.74% 0.00%0.74%TC ENERGY CORP COM TRP 0.68% 0.00%0.68%EXXON MOBIL CORP COM XOM 0.56% 0.00%0.56%FINANCIALS 2.98% 0.00% 2.98%JPMORGAN CHASE & CO COM JPM 1.03% 0.00%1.03%CME GROUP INC CL A CME 0.64% 0.00%0.64%MORGAN STANLEY COM MS 0.50% 0.00%0.50%WELLS FARGO & CO COM WFC 0.41% 0.00%0.41%GREAT WEST LIFECO INC COM GWLIF 0.40% 0.00%0.40%HEALTH CARE 5.55% 0.00% 5.55%ABBVIE INC COM ABBV 1.25% 0.00%1.25%GILEAD SCIENCES INC COM GILD 1.19% 0.00%1.19%ABBOTT LABORATORIES COM ABT 1.12% 0.00%1.12%UNITEDHEALTH GROUP INC COM UNH 1.05% 0.00%1.05%NOVO NORDISK AS ORD B NONOF 0.93% 0.00%0.93%INDUSTRIALS 3.66% 0.00% 3.66%RTX CORP COM RTX 1.04% 0.00%1.04%GENERAL ELECTRIC CO COM GE 1.00% 0.00%1.00%UNION PACIFIC CORP COM UNP 0.66% 0.00%0.66%AIRBUS SE ORD EADSF 0.49% 0.00%0.49%CARRIER GLOBAL CORP COM CARR 0.47% 0.00%0.47%INFORMATION TECHNOLOGY 7.39% 0.00% 7.39%MICROSOFT CORP COM MSFT 2.98% 0.00%2.98%BROADCOM INC COM AVGO 2.06% 0.00%2.06%Page 6/9Securities offered through LPL Financial, Member FINRA/SIPC.September 5,2024 | 01:21 PM Report ID: 76132848

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Since Inception: 5/25/2016 - 9/4/2024Portfolio Update Report - BetaPortfolio Sector Exposure: Top 5 Equity HoldingsCompany Ticker % of EquityExposure (A+B)% of Exposure fromIndividual Equities(A)% of Exposure fromMutual FundHoldings (B)APPLE INC COM AAPL 1.08% 0.00%1.08%TEXAS INSTRUMENTS INC COM TXN 0.64% 0.00%0.64%ASML HOLDING NV ORD ASMLF 0.63% 0.00%0.63%MATERIALS 2.07% 0.00% 2.07%GLENCORE (GLENCORE XSTRATA) PLC ORD GLCNF 0.75% 0.00%0.75%LINDE PLC COM LIN 0.66% 0.00%0.66%RIO TINTO PLC ORD RTPPF 0.29% 0.00%0.29%NEWMARKET CORP COM NEU 0.19% 0.00%0.19%HOLCIM LTD ORD REG HCMLF 0.18% 0.00%0.18%REAL ESTATE 0.13% 0.00% 0.13%SUN HUNG KAI PROPERTIES ORD SUHJF 0.09% 0.00%0.09%HENDERSON LAND DEVELOPMENT ORD HLDVF 0.04% 0.00%0.04%UTILITIES 1.96% 0.00% 1.96%DTE ENERGY CO COM DTE 0.54% 0.00%0.54%SEMPRA COM SRE 0.42% 0.00%0.42%CENTERPOINT ENERGY INC COM CNP 0.40% 0.00%0.40%EDISON INTERNATIONAL COM EIX 0.30% 0.00%0.30%FIRSTENERGY CORP COM FE 0.29% 0.00%0.29%* This report relies on mutual fund holdings reported by FactSet Research Systems Inc. As a result, the above review is only as accurate as the data supplied by FactSet Research Systems Inc. In all casesthere is a reporting delay.% of Fund Assets represents the percentage of the listed mutual fund's holdings composed of the given stock.% of Equity Exposure represents a given stock's exposure within the equity portion of the client's portfolio.The percentage is based on reviewable equity assets only and may be incomplete.Page 7/9Securities offered through LPL Financial, Member FINRA/SIPC.September 5,2024 | 01:21 PM Report ID: 76132848

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Since Inception: 5/25/2016 - 9/4/2024Portfolio Update Report - BetaInstitution Account # Name Start DateStartingMarket ValueNet FlowsMarket ValueAccountsSince Inception:5/25/2016 - 9/4/2024LPL Financial****-1234Jane's IRA05/25/2016 102,012 203,029445,160LPL Financial****-1235Joint Non-Qualified05/25/2016 0 337,360468,102LPL Financial****-1236John's IRA06/14/2016 0 1,693,7652,334,164LPL Financial****-1237Joint Non-Qualified03/26/2021 0 751,229887,6734 Accounts Total102,012 2,985,3834,135,099General DisclaimersThis material was prepared by LPL Financial.Securities and advisory services offered through LPL Financial (LPL), a registered investment adviser and broker-dealer (member FINRA/SIPC). Insurance products are offered through LPL or its licensed affiliates. To the extent you arereceiving investment advice from a separately registered independent investment adviser that is not an LPL Financial affiliate, please note LPL Financial makes no representation with respect to such entity.- Not Insured by FDIC/NCUA or Any Other Government Agency - Not Bank/Credit Union Guaranteed - Not Bank/Credit Union Deposits or Obligations - May Lose ValueLPL "Official" Statements: This is not an official LPL Financial ("LPL") statement. This report has been prepared by your financial professional for informational purposes only, and does not replace the statements you should receivedirectly either from LPL or from the investment sponsors for which LPL is the broker-dealer of records for any other outside custodian. The report estimates the total value of your investments reflected on your account statements andthe value of any investments held away from LPL if you have provided information to your financial professional that allows values for those investments to be estimated. This report has been prepared from data believed to be reliable, butits accuracy and completeness is limited by the data available to LPL and the accuracy of the data provided for assets held away.The report may include securities held in your LPL account(s) and securities held directly by an outside sponsor. Information regarding outside securities positions is limited because it is provided by a third-party source. There also aredifferences in the way each outside securities position is reflected based on the data provided to LPL. If available, market value is reflected for these outside positions, but performance is not calculated for all outside securities positions.Information regarding outside securities positions is limited because it is provided by a third party source.The combined total market value on the report may represent the combination of various sources and types of accounts. This combined total is subject to potential errors from the types of data sources that contribute to it, including, manualentry errors and reliability or completeness errors. Vales shown should only be used as a general guide to portfolio value, and may vary from the actual liquidation values.Position values, size of positions, and dates also may be estimates made by your financial professional based on information you have provided. The source of all price information for tracked positions is one or more third party vendors. Inaddition, this report may include assumptions about transactions to balance account values in circumstances where the underlying transaction data is not readily available. Assumptions are made based on our experience and, depending onthe size of the discrepancy, the assumed transaction may be recorded as an interest or dividend payment, withdrawal or deposit. Transactions assumed to be withdrawals and deposits do not impact your account performance directly. Fromtime to time, the assumptions we make to balance account values turn out not to be accurate when we receive the actual transaction information.Past performance is no guarantee of future results. Current values may be lower or higher than the values shown. The information contained in this report should not be relied upon for tax reporting purposes, accounting or valuationpurposes. We urge you to rely on the information provided in the official account statement you receive directly from LPL, the investment sponsor, or custodian of the assets rather than this report, which is intended solely to illustrateperformance and is not an official account record. We urge you to compare the information (e/g. market values, transactions, inflows, outflows, and fees) in this report with the information provided in such account statements.Accounts held away from LPL are not covered by LPL's SIPC insurance. The LPL Financial SIPC Membership provides account protection only to those assets held at LPL. To the extent some of the other entities may be SIPC members,please contact your financial professional or the other entity or refer to the other entity's statement regarding SIPC membership.If you are not receiving statements from your custodian, please contact your custodian directly or call LPL Financial at 800-877-7210 extension 6422.Dynamic Reporting: Unlike your monthly statement, this Report is generated for you by your financial professional on an on-demand basis. This could mean that events not captured on your last monthly statement may be reflected on thisreport and therefore values on the two documents may not match. Whereas a monthly statement is a static document, this Report incorporates retroactive adjustments which are routinely posted to your account(s). An example of a routine,retroactive adjustment is dividend payments. Dividends you earn at the end of the month may not be posted to your account until several days into the subsequent month. Such dividends would not be reflected in the value of your monthlystatement as those dividends would not have been paid into the account at the time your statement was created. This Report run sometime after the dividends are posted to your account would reflect the value of those dividends at the endof the month.Page 8/9Securities offered through LPL Financial, Member FINRA/SIPC.September 5,2024 | 01:21 PM Report ID: 76132848

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