PCA Annual Report 2013/2014 : simplebooklet.com

THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT | 3CONTENTSLetter to the Minister 1Director’s Remarks 5Our Purpose and Our Operations 7Financial Report 11The PCA’s Tobago Ofce 13Organizational Chart 14The Human Resources Department 15The Information Technology Department 19The Communications Department 21The Complaints Process 25The Legal Counsel, Compliance and Complaints Unit 27The Investigations Department 29Report on CACOLE and Article in the NACOLE Review 51With Experience Comes Wisdom- Lessons Learned from Our Counterparts in Complaints Handling 61Recommendations 65Proposed Amendments to the Police Complaints Authority Act 74The Police Complaints Authority Act No. 8 of 2006 79The Miscellaneous Provisions (Ministry of Justice) Act, 2011 92The Police Complaints Authority’s Complaint Form 94

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THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT | 5DIRECTOR’S REMARKSThe Police Complaints Authority (PCA) became duly constituted on December 29, 2010. During the rst four years of its existence, the PCA has earned the public’s trust for its fearless, independent work in investigating criminal offences by police ofcers, police corruption and serious police misconduct. It is right that I should pay tribute to the role that the PCA’s rst Director the Honourable Madame Justice Gillian C.I. Lucky, its Deputy Director, Master Ralph Doyle, and diligent staff played in earning this valued trust. The Hon. Madame Justice Lucky laid a solid foundation and I am honoured to succeed Her Ladyship as the Director of this organization. I look forward to working with Master Doyle and the staff to ensure that the PCA continues to perform its functions and duties to the highest standard. Since assuming ofce I have assessed the PCA’s caseload with a view to ascertaining what should be the focus and priorities, in this new phase of its existence.From the previous reporting periods and up until the end of this period under review, the PCA received 1556 complaints. Of these complaints 958 are being actively investigated; 223 are before the courts (comprising some matters in respect of which the PCA made recommendations to the DPP for prosecution, and matters in respect of which the subject matter of the complaint is also the subject of judicial proceeding and therefore in accordance with section 37 of the Police Complaints Authority Act, cannot be investigated); and 375 have been submitted as completed by the Investigation’s Department. What can be deduced from these gures is that although the public’s faith in the PCA is strong, the David WestDirector, Police Complaints Authority

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6 | THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT expectation of our complainants of swift justice is not yet a reality. As we move forward, the goal is to ensure, without sacricing the quality of our investigations, that there is the shortest possible timeframe between the initiation of a complaint and completing the matter.It is my intention to implement and make greater use of the powers conferred on the Authority by Part V of the PCA Act.Part V of the PCA Act gives the Authority the power to hold hearings for the purpose of conducting an investigation. Further, the PCA Act confers on the Authority the same powers of a Commission of Enquiry established under the Commission of Enquiries Act Chap. 19:01 of the Laws of Trinidad and Tobago.The exercise of these powers will enable the Authority to summon before it, police ofcers who are being investigated for criminal offences, police corruption and serious police misconduct. Based on the evidential ndings of these hearing, the Authority can recommend to the Director of Public Prosecutions or the Commissioner of Police that either criminal or disciplinary proceedings be taken and in instances outside of the State, that the Attorney General be notied.The PCA Act needs to be amended to give the PCA’s investigators the same powers, privileges, authorities and immunities of members of the Trinidad and Tobago Police Service. Without these powers and immunities, the PCA’s investigators have been limited in the exercise of what they are empowered by the PCA Act to do. To improve the organization’s efciency, we need to increase the staff complement to meet the demands as we continue to provide civilian oversight of law enforcement in Trinidad and Tobago.I want to reassure the public that I will continue the national conversation that we started with the community outreach and public education meetings. From January 2015, the PCA will launch an extensive educational drive beginning in Tobago and then moving across Trinidad. In so doing we continue our thrust to educate and sensitize on the role and functions of the PCA. In the period under review, the PCA accomplished a signicant goal, which was set from the previous nancial year and that was to establish a permanent presence in Tobago. The PCA Tobago Ofce is just the beginning of a ramped up effort to ensure that the citizens of Trinidad and Tobago who reside on the island of Tobago get the quality of service from the PCA, to which they are entitled.The PCA has been able to establish itself as an independent organization and we will continue to work relentlessly to safeguard our independence and make recommendations to the relevant authorities for the collective good of all who seek justice. David WestDirector, Police Complaints Authority

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THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT | 7The Police Complaints Authority Act 2006 (“the Act”), proclaimed on January 1, 2007, repealed the Police Complaints Authority Act, 1993 (“the former Act”), which provided for complaints against police ofcers to be sent by the then Police Complaints Authority to the Trinidad and Tobago Police Service, (TTPS) for investigation.The Act of 2006 distinctively established the Police Complaints Authority (PCA) as an independent corporate body mandated, among other things, to investigate complaints within its remit without the involvement of the police.APPOINTMENTSSection 6 (1) of the Act provides for the PCA to be comprised of a Director and Deputy Director to be appointed by the President of Trinidad and Tobago on the joint advice of the Prime Minister and the Leader of the Opposition. By Section 7 of the Act, the Director or Deputy Director shall have at least ten (10) years’ experience as an Attorney-at-Law.On December 29, 2010, the Authority’s rst Director and Deputy Director were appointed for the maximum period of ve (5) years.RESIGNATION OF THE FIRST DIRECTOR OF THE PCADuring the period under review, the Authority’s rst Director, (Ms. Gillian Lucky) tendered her resignation to His Excellency Anthony Thomas Aquinas Carmona, O.R.T.T., S.C. on September 2, 2014. A Press Release from the Ofce of the President dated September 2, 2014 stated, inter alia,:- “Attorney-at-law, Ms. Gillian Lucky, in accordance with section 13 of the Police Complaints Authority (PCA) Act Chapter 15:05, resigned today (September 2, 2014) as Director of the Police Complaints Authority (PCA)….….In Ms. Lucky’s instrument of resignation, she stated: “Permit me to take this opportunity to thank Your Excellency and the Ofce of the President for all the support given to the PCA……Your Excellency is assured that I leave the PCA knowing that the Deputy Director and the members of staff will continue to full the mandate of the PCA…”OUR PURPOSE AND OUR OPER ATIONS

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8 | THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT FUNCTIONSThe PCA is given extensive functions by virtue of Section 21(1) of the Act, namely:-(a) To investigate criminal offences involving police ofcers, police corruption and serious police misconduct;(b) To undertake enquires into, or audits of, any aspect of police activities for the purpose of ascertaining whether there is police corruption or serious police misconduct or circumstances that may be conducive to both;(c) To monitor an investigation conducted by any person or authority in relation to any matter mentioned in paragraph (a) and to undertake audits of those investigations;(d) To advise the Police Service and other public authorities on ways in which police corruption and serious police conduct may be eliminated;(e) To gather evidence that may be admissible in the prosecution of a person who is not a police ofcer for a criminal offence in relation to the Police Service and to furnish that evidence to the Director of Public Prosecutions, or where an authority outside the State is concerned, the Attorney General;(f) To gather evidence that may be used in the investigation of serious police misconduct and furnish such evidence to the Commissioner of Police or the Police Service Commission for appropriate action;(g) To gather evidence that can be used in the prosecution of a police ofcer involved in a criminal offence and furnish such evidence to the Director of Public Prosecutions; or (h) To perform any other functions that may be conferred on it by any other written law.With such important functions, it is incumbent that the PCA be provided with the resources necessary to effectively and efciently full its statutory mandateINDEPENDENCEBy Section 19 of the Act, the Authority is not subject to the direction or control of any other person in the performance of its functions or the exercise of its power.POWERSFor the purpose of the performance of its functions, Section 22 (1) of the Act vests the Authority with the powers of a Commission of Enquiry as provided for under the Commissions of Enquiry Act. By Section 24 of the Act the powers and functions of the Authority are exercisable by:(a) the Director or Deputy Director personally;(b) any person not being a police ofcer appointed by the Authority to conduct an investigation; or(c) any other person acting under and in accordance with the general or special instructions of either the Director or Deputy Director.The Authority may conduct investigations on its own initiative or on the basis of complaints from the public, a police ofcer, a public body or authority or an appropriate unit or disciplinary tribunal of the Police Service.

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1By section 6 of the Miscellaneous Provisions (Ministry of Justice) Act, 2011 – “ “Minister” means the Minister to whom responsibility for the Police Complaints Authority is assigned;”ANNUAL REPORTSection 20 (1) of the Act imposes a statutory obligation on the Authority to submit to the Minister an annual report of its activities in the preceding nancial year and a copy of the audited statement of accounts for that period for laying in Parliament. By section 4 of the Act as amended by Act No. 12 of 2011, ““Minister”1 means the Minister to whom responsibility for the Police Complaints Authority is assigned;”. The Trinidad and Tobago Gazette (Extraordinary) Vol. 52 No. 136 published on Wednesday October 16, 2013, provides that the Minister to whom responsibility for the Police Complaints Authority is assigned is the Minister of Legal Affairs.This Report features the activities of the Authority for the period October 1, 2013 to September 30th, 2014.AUDITED ACCOUNTSSection 18 (2) of the Act states:“The accounts of the Authority shall be audited annually by the Auditor General or by an auditor authorised by him for such purpose”.The Financial Statements of the Authority for the nancial year ended September 30, 2014 were forwarded to the Auditor General for audit in compliance with the Act.A Financial Report on the income and expenditure of the PCA for the period October 1, 2013 to September 30, 2014 is found on page 11 of this Report. THE POLICE COMPLAINTS AUTHORITY’S 2014 ANNUAL REPORT | 9

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THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT | 11FINANCIAL REPORT FOR THE PERIOD OCTOBER 1, 2013 TO SEPTEMBER 30, 2014The Police Complaints Authority was allocated funding in the amount of Fourteen Million, Four Hundred Thousand dollars ($14,400,000.00) to facilitate capital and recurrent expenditure for the nancial year 2013/2014. The Authority was also allocated an amount of Two Million, Sixty Thousand and Nine Hundred and Forty dollars ($2,060,940.00) to meet the payment of direct charges on the Consolidated Fund.The total allocation of Sixteen Million, Four Hundred and Sixty Thousand and Nine Hundred and Forty dollars ($16,460,940.00) was released to the Authority during the nancial year 2013/2014. The sum of Two Million, Three Thousand and Seventy- Six dollars ($ 2,003,076.00) was expended in respect of direct charges and the full allocation of Fourteen Million, Four Hundred Thousand dollars ($14,400,000.00) under Sub-Item 01 was expended. Excess funds expended in the sum of Two Million, One Hundred and Eighty-Seven Thousand and Nine Hundred and Forty-Four dollars ($2,187,944.00) under Sub-Item 01were met from unutilized funds from previous years. The Table below shows the actual unaudited Receipts and Expenditure of the Authority during the year under review.24: Ministry of Legal Affairs04: Current Transfers and Subsidies009: Other Transfers01: Police Complaints $14,400,000.00 $14,400,000.00 $16,587,944.00 Authority04: Police Complaints $ 2,060,940.00 $2,060,940.00 $ 2,003,076.00 Authority -Direct Charges TOTAL $16,460,940.00 $16,460,940.00 $18,591,020.00HEAD /SUB-HEADITEM/SUB-ITEMAPPROVEDALLOCATIONTOTALRELEASESTOTALEXPENDITURE

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THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT | 13The Police Complaints Authority (PCA) established an ofce on the island of Tobago on February 3, 2014. This ofce is located on the Old Milford Road, Crown Point. During its public outreach campaigns conducted in 2012 and 2013, residents of Tobago indicated their need for easier access to the PCA. At the time the only PCA ofce was located in Port of Spain. Complaints originating from Tobago were dealt with by regularly dispatching Investigators to the island. Traditionally, Investigators were assigned to Tobago for three to four days, at a time, to investigate complaints made via the PCA ofce in Trinidad. Over time, it was evident that this approach fell short of providing Tobagonians with the service to which they are entitled. The establishment of the Tobago ofce had always been an objective of the Authority and this intent had been expressed in the PCA’s Strategic Plan, 2012 – 2015. In accordance with section 15 (1) of the PCA Act, “The Authority shall be located in the place provided for it by the Government…………” Accordingly, the Authority in April 2013, through liaising with the Ministry of Justice (and later the Ministry of Legal Affairs) and, the Property and Real Estate Division (PRESD) of the Ministry of Housing, Land and Marine Affairs, began working towards the establishment of a permanent PCA ofce on the island. While the relevant Ministries continue to work on providing this permanent accommodation, the PCA responded to the needs of Tobago in the shortest possible time and as an interim measure, the Authority negotiated a short-term agreement for the establishment of an ofce. This arrangement, though provisional, will remain in force until PRESD provides suitable permanent accommodation. THE PCA’S TOBAGO OFFICE

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16 | THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT HIGHLIGHTS FROM THE HUMAN RESOURCES DEPARTMENT FOR 2013-2014RECRUITMENT AND SELECTIONThe HR Department oversees the recruitment, interviewing, assessment, background checks and selection of employees. During the period under review, the PCA recruited nine (9) new employees to ensure appropriate stafng needs were met throughout the organization. The positions lled include Administrative Coordinator, Communications Coordinator, Investigations Ofcer, Legal Counsel and Complaints Ofcer. Additionally, four (4) employees were promoted within the core delivery departments of Investigations, Human Resources and Information Technology to ensure alignment with the operational needs of the Authority. TRAINING AND DEVELOPMENT In keeping with its philosophy of continuous learning, the PCA offered a variety of training and development opportunities during the period under review.● During the period January - July 2014, the former Director conducted weekly workshops with the Investigations and Legal Counsel, Compliance and Complaints staff. Topics covered during these sessions included:- • Issues and Relevance of Evidence;• Identication and Recognition of Evidence;• Protocols for conducting an investigation; • Use of photographs, audio and video recording and CCTV footage as evidence; • Code for prosecutors and its relevance to PCA attorneys and investigators;• Dealing with fatal shooting investigations by the Trinidad and Tobago Police Service;• Powers of the PCA – obtaining information and documents;• Scientic approaches to conducting PCA investigations; and• The Laws, Rules and Procedures with respect to Identication of Persons.● In May 2014, the Deputy Director attended the Canadian Association for Civilian Oversight of Law Enforcement’s (CACOLE’s) conference in British Columbia, Canada. The theme of the conference - ‘Civilian Oversight: Building Condence and Trust’ featured informative sessions on the topics, trends and issues currently at the forefront of the oversight landscape. The Deputy Director was a member of the Conference panel on ‘International Perspectives on Oversight.’ ● In June 2014, the Deputy Director and the Senior Legal Ofcer attended a high-level one-week study programme facilitated by the Public Administration International (PAI) in London, England. This programme entitled ‘Righting Wrongs: Ombudsmen, Justice and Public Service’ focused on a variety of systems and approaches to complaint handling and dispute resolution, improving public services and promoting good governance in different countries. The programme provided a valuable opportunity for the PCA to improve its capacity to manage

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THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT | 17investigations, produce effective reports, communicate with the public and other key stakeholders and deal with the media. It also allowed the PCA to make international comparisons and identify areas for developing and improving its system.● In June 2014, ve members of staff from the Legal Counsel, Compliance and Complaints, Investigations and Human Resource Departments attended a four-day Alternative Dispute Resolution workshop. This training workshop was hosted by the Stitt Feld Handy Group - a leading Alternative Dispute Resolution (ADR) organization based in Ontario, Canada. These employees learned how to use Principled Negotiation, developed at Harvard University. They also developed practical skills and techniques required to resolve disputes while preserving relationships, handle challenging issues and emotional people and negotiate difcult situations.● In June 2014, the former Director was invited to visit the Crown Prosecution Service (CPS) Headquarters in London, England, where she met with the Director of Public Prosecutions and Director International Division of the CPS of England and Wales and discussed the work of the International Division. She also met with the CPS’ lawyers to discuss matters related to successful case building and visited the Independent Police Complaints Commission (IPCC) and the Police Ombudsman Ofce in Northern Ireland which have mandates similar to that of the PCA. ● Additionally, other professional programmes attended by staff throughout the year included:-• ICAC Caribbean Conference of Accountants• Selecting Suppliers and Managing their Performance• Corporate Cash Management• Dealing with Difcult People• Ethics, Professional Responsibility and Morality• Microsoft Dynamics GP Solutions Showcase• Digicel Cloud SolutionsSIGNIFICANT DEVELOPMENTS DURING 2013 – 2014:• Implementation of a new Investigations Business Process • Implementation of a comprehensive Compensation Review INVESTIGATIONS BUSINESS PROCESSIn October 2013, the Authority formally instituted a new Investigations Business Process aimed at improving the efciency and timeliness of Core Processes of the Investigations Department in order to improve performance and productivity and enable the Department to achieve its strategic goals. Work processes were restructured and modernized using a case management system. In addition, a complaint classication and rating model was developed and implemented throughout the Department.The HR Department looks forward to providing the Authority and staff with the support services required to full our objectives in the new scal year.

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20 | THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT SECURITY OF INFORMATION TECHNOLOGY INFRASTRUCTURE• Implementation of Closed Circuit Television (CCTV) system;• Implementation of security systems at the Tobago ofce; • Upgraded anti-virus software;• Updated rewall policies;• Designed a contingency plan; and• Implemented software systems providing anti-virus systems and security updates.NETWORK AND EQUIPMENT ENHANCEMENTS• Designed and implemented a secure IT network for the PCA Tobago ofce; • Installed wireless network enhancements; • Installed audio- visual equipment; and• Acquired equipment to assist the Investigations Department. INFORMATION TECHNOLOGY APPLICATIONS• Implemented Adobe Professional Software to assist in securing editing documents;• Implementeda case management system to electronically document complaints; and• Facilitated the on-going customization of the case management system; TRAINING• Training on the operations of the case management system.

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22 | THE POLICE COMPLAINTS AUTHORITY’S 2014 ANNUAL REPORT Senator the Honourable Elton Prescott, S.C., Chairman of the Joint Select Committee of Parliament on April 22, 2014.Manager, Finance and Accounts Ms. Janet Best and Administrative Coordinator (fmr.) Ms. Louise E. Leotaud prepare for the PCA’s appearance before a JSC of Parliament on April 22, 2014.A SYNOPSIS OF THE PCA’S APPEARANCE BEFORE A JOINT SELECT COMMITTEE (JSC) OF PARLIAMENT On April 22, 2014, the PCA appeared before a Joint Select Committee (JSC) of Parliament.During this time, the former Director stated the following:- • The PCA is rigorous in protecting the public’s interest;• For the three years of the PCA’s operations to date, there has been no unauthorized release of information;• Personnel from the Jamaican civilian oversight body, the Independent Commission of Investigations (INDECOM), will visit Trinidad and Tobago to share with the PCA its processes and make recommendations to the PCA; and• The PCA gathered information, undertook enquiries and monitored the Trinidad and Tobago Police Service’s investigation but did not conduct an investigation into the allegation of a new or revised Flying Squad Unit.The Chairman thanked the PCA team for its candour and thoroughness and stated that the team had, “admirably and satisfactorily dealt with the questions asked.”In response to further questions from JSC members, the former Director communicated that the PCA:• Has a red-agging system for police ofcers against whom repeated complaints are made; • Makes recommendations to the Acting Commissioner of Police

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THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT | 23(CoP) relating to disciplinary measures for offending police ofcers;• Uses a classication system for different types of complaints made against police ofcers;• Has established a relationship with the TTPS’s Professional Standards Bureau that facilitates the PCA in monitoring, auditing, gathering of evidence and undertaking of enquiries into allegations against police ofcers;• Has a priority rating for each complaint submitted;• Has determined from its statistics that the majority of complaints relate to excessive use of force by police ofcers;• Recommended to the Acting CoP, a review of the TTPS’s use of force policy and its departmental orders;• Implemented outreach sessions with leaders and trainers in the TTPS as well as with members of the public;• Submitted a recommendation for the installation of CCTV cameras in police stations which was accepted by the Acting CoP;• Submitted a further recommendation to the Acting CoP that a database be kept of court judgments that are adverse to police ofcers. This recommendation has not to date been accepted;• Would like to develop its capacity in a manner similar to Jamaica’s INDECOM, which has its own forensic science unit and conducts its own ballistic testing;• Has benetted from in-house staff training as a result of the tri-partite arrangement between Trinidad and Tobago, Canada and the United Kingdom; and• Would like to see the establishment of a Caribbean Association for Civilian Oversight of Law Enforcement (CARICOLE).The former Director in closing said the PCA welcomed the opportunity to be transparent, accountable and to face the public’s scrutiny. She added that the public must continue to set a high bar for the PCA as it deserves every opportunity to intensely examine its operations.COMMUNITY OUTREACHThe PCA’s Community Outreach Programme was designed to educate and sensitize the public to gain a better appreciation of the role and responsibilities of the PCA. The PCA believes that by going into communities across both Trinidad and Tobago, the organization will be better informed about the unique needs of the public based on the complaints of residents. For the period under review, the PCA conducted one such meeting in the Constituency of Diego Martin West. The meeting was held at the Pt. Cumana Community Centre on July 21, 2014.At this meeting, the former Director in her presentation sought to clarify certain misconceptions about the PCA. Emphasis was placed on the following:-1. The PCA does not employ police ofcers, therefore no police ofcers work at the PCA. The former Director noted that there is still confusion between the Police Complaints Division (PCD) of the TTPS and the PCA, which is an independent organization with no afliation to the TTPS. It was also stated that the PCA had the commitment from the Acting Commissioner of Police, Mr. Stephen Williams that the PCD

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24 | THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT will be renamed to avoid confusion.2. The appointments of the Director and Deputy Director of the PCA are made by the President of the Republic of Trinidad and Tobago on the joint advice of both the Prime Minister and the Leader of the Opposition. 3. The PCA accounts to Parliament and has no line minister. Reference was made to section 6 of the Miscellaneous Provisions (Ministry of Justice) Act, 2011, which states that “Minister” means the Minister to whom responsibility for the Police Complaints Authority is assigned. The PCA is therefore accountable to Parliament and not to any politician and there is no risk of political interference into the operations of the PCA.The former Director indicated that the core function of the PCA is to investigate matters where there is the allegation of police corruption, serious police misconduct, criminal offences involving police ofcers and/or the commission of a criminal offence by any other person but involving TTPS. It was noted by the former Director that the PCA is not “against the police”. She said, “The PCA works for justice and truth. There is no presumption of wrongdoing. It is important to ensure balance. Justice is about people who are right having their rights and people who have done wrong being made to account for their wrongdoing.”Other matters included fatal shooting(s) by police of civilians. The former Director noted that the increasing incidence of same was of great concern to the public and the PCA. It was stated that to date (July 21, 2014) there were thirty (30) fatal police shooting of civilians and that twenty-three (23) were engaging the attention of the PCA. A participant makes his point at the PCA Community Outreach sensitization session for the Constituency of Diego Martin West, Pt. Cumana Community Centre, July 21, 2014The former Director added that in addition to being concerned about the number of police killings the PCA was also concerned about the varying accounts of the details surrounding these shootings.

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WALK IN COMPLAINTSEMAILEDCOMPLAINTS A complaints ofcer records the report of a complainant using case management softwareLegal Counsel assesses the content of the report to determine whether the Authority can exercise its functions in respect of sameLegal Counsel drafts and issues correspondence to the Complainant outlining whether the matter is/is not within the PCA’s remitThe complaint and all documents related thereto are lodged in the Registry and a copy of same is forwarded to the Investigations DepartmentNo further action by the PCA and the report and all documents related thereto are lodged in the RegistryThe complaint is classied by Team Leads in the Investigation’s Department and an Investigator is assigned to execute function(s) under section 21(1) of the PCA ActLegal Counsel I or II then examines the le, creates a memorandum and outlines a recommended course of action (pursuant to section 21(2) or section 44 of the PCA Act) and forwards same to Team Lead (Legal) or Senior Legal OfcerThe le is then subjected to a second review by either Team Lead (Legal) or Senior Legal OfcerUnsatisfactory Investigations are returned to the Investigations Unit for further action File is returned to the Legal Counsel I or II who originally requested the action and same is subjected to a review to ensure that all actions were completed as requestedLegal Counsel I or II generates a memorandum together with recommendations and submit same to Team Lead (Legal)/Senior Legal Ofcer. Team Lead (Legal)/Senior Legal Ofcer generates a memorandum to the Authority for consideration and decisionThe course of action recommended by Legal Counsel I/II is endorsed/amplied by Team Lead or Senior Legal Ofcer and a memorandum is submitted to the AuthorityWhere the Authority approves the recommended course, the le can either be closed with no further action or forwarded to the Commissioner of Police, the Police Service Commission or the Director of Public Prosecutions and thereafter the Complainant is immediately informed of the action taken and the reasons of the AuthorityThe Senior Legal Ofcer assigns responsibility for the review and audit of the le to an appropriate Legal Counsel I or IIWhen the Investigator is satised that he/she has completed his/her assignment, the le is submitted to his/her Team Lead for review and onward transmission to the Senior Legal OfcerNot within remitwithin remitSatisfactory SatisfactoryThe le is returned to the Investigations Unit for further actionWhere the Authority rejects the recommended course, it will give directions to the respective department for further action or an alternative course of action is prescribedElectronic correspondence is received on info@pca.org.tt and receipt of same is acknowledged by the Legal Counsel, Compliance and Complaints UnitStep b of the “mailed in” procedure is followedSteps b, c and d of the “walk in” procedure are followedUnsatisfactoryUnsatisfactoryUpon completion of further actionSuccessful completion of further action (a)(b)(c)(a)(b)(c)(c)(i)(c)(ii)(d)(i)(d)(d)(ii)MAILED IN COMPLAINTS Correspondence is received by the PCA and stamped as received by the Registry or the Administrative Assistant to the Legal Counsel, Compliance and Complaints UnitUpon completing the upload, a Complaints Ofcer will forward the electronic and physical versions of the le to a Legal CounselThereafter steps b, c and d of the “walk in” procedure are followedFurther information toexisting complaintNew Report and within remitSame complaint(b)(iii)(b)(i)(a)(b)(b)(ii)The correspondence is acknowledged and treated as supplemental to an existing complaint and same is forwarded to the assigned InvestigatorWhere the correspondence has already been received in another form/fashion the duplicate is acknowledged and placed on the working leLegal Counsel conducts a search of the Authority’s records to determine whether the content of the correspondence has been previously receivedThe correspondence is acknowledged and sent to the Complaints Unit to be uploaded to the Case Management SystemTHE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT | 25

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Where counsel is of the viewthat the Authority should “initiate”an investigationWhere counsel is of the viewthat the Authority should not“initiate” an investigationAll material is returned to LCCCU for ling and storage and no action is taken on the leWhere the Team Lead (Legal) or Senior Legal Ofcer endorses the recommendation, same is forwarded to the Authority (Director/Deputy Director) for decisionThe Director/Deputy Director sanctions same by afxing a signature and the word “approved” to the memorandum of the Team Lead (Legal)/Senior Legal OfcerSteps c (i) and d of the “walk in” complaint procedure are followedWhere the Team Lead(Legal)/Senior Legal Oﬃcerbelieves the content warrantsan initiationWhere the Team Lead (Legal)/SeniorLegal Oﬃcer agrees that the content isgeneral informationWhere the Director/ DeputyDirector does not endorsethe recommendationWhere the Director/ DeputyDirector endorsesthe recommendationLegal Counsel generates a memorandum recommending/justifying the initiation of an investigation pursuant to section 26 of the PCA Act and submits same to a Team Lead (Legal) or to the Senior Legal Ofcer for considerationA memorandum recommending/justifying such initiation generated and submitted to either the Director/Deputy Director for consideration and decisionPursuant to Section 26 of the Police Complaints Authority Act, Chapter 15:05, “the Authority may conduct an investigation on its own initiative…”. Such initiations may sometimes be triggered by articles of interest in newspapers.For the purpose of clarity, “articles of interest” include newspaper articles containing content which suggests that the matter falls within the remit of the PCA/should be investigated by the PCA.All material is returned to the Administrative Assistant to the LCCCU for ling and storageThe Legal Counsel, Compliance and Complaints Unit generates a complaint number and forwards the physical and electronic le to the Investigations unit for actionThe Director/Deputy Director sanctions same by afxing a signature and the word “approved” to the memorandum of the Team Lead (Legal)/Senior Legal OfcerNewspaper articles of interest are identied and submitted to the Legal Counsel assigned responsibility for assessing the content to determine whether the matter falls within the remit of the PCA.Legal Counsel generates a memorandum classifying the article as “general information” and submits same to a Team Lead (Legal) or to the Senior Legal Ofcer for considerationPROTOCOL FOR NEWSPAPERARTICLE “OWN INITIATVE”INVESTIGATIONS UNDERSECTION 26 OF THE POLICECOMPLAINTS AUTHORITY ACT,CHAPTER 15:0526 | THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT

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THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT | 27OVERVIEW OF THE LCCCU The Legal Counsel, Compliance and Complaints Unit (LCCCU) plays an essential role in the complaint process of the Police Complaints Authority (PCA). The LCCCU is involved in all aspects of the complaint process, starting from the initial receipt of the complaint and continuing to the nal stages where recommendations are made at the conclusion of undertaking inquiries, gathering evidence, auditing, investigating or monitoring of investigations conducted by any other person or authority.The LCCCU provides legal support to Complaints Ofcers by assisting in the initial classication and assessment of reports. In this regard, when a report is made to the PCA the determination as to whether it is a matter that the PCA is authorized by law to investigate (i.e. whether it falls within the remit of the PCA as stipulated under the Police Complaints Authority Act, Chap. 15:05 (the “PCA Act”)) is done primarily by the LCCCU, or where necessary, in conjunction with the Director and Deputy Director.The PCA acquired electronic software geared specically towards a civilian oversight organization and the same is utilized by the LCCCU in assessing reports and the internal transfer of les. When the report has been assessed as within the remit of the PCA it is converted into a complaint and forwarded to the Investigations Department.The LCCCU categorizes substantive complaints based, inter alia, on the Police Service Regulations, Criminal Law principles, prevalence of the offence and/or defaulting act in the Trinidad and Tobago Police Service (TTPS), the public interest and concern, the geographical area in which the offence(s) and/or defaulting act(s) occurred, victimology, extent of damage/loss/injury and other criteria.During the course of undertaking inquiries/gathering evidence/investigating/monitoring/auditing, certain evidence may be required (for example, medical reports and Magistrate Court extracts) and, the LCCCU prepare ofcial correspondence to the relevant institution requesting the pertinent information. The LCCCU also functions as an advisory body to the Investigations Department.The LCCCU also monitors the progress of complaints that are within the remit of the PCA but are the subject matter of judicial proceedings as, section 37 of the Police Complaints Authority Act prevents the PCA from investigating complaints that are the subject matter of judicial proceedings. Once judicial proceedings are concluded, the LCCCU obtains all the court related documents and advises on the next step, if any, to be taken with to the complaint.The LCCCU further assists with the record-keeping and collection of statistical data of complaints including the complainant’s name, information regarding defaulting ofcer(s) and a brief summary of the nature of the complaint. The record-keeping is necessary for the computation of data when required and allows for checks to be made in THE LEGAL COUNSEL, COMPLIANCE AND COMPLAINTS UNIT

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28 | THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT relation to the type and frequency of complaints made against the named ofcer or division. The LCCCU is also directly involved in the procurement process and the drafting and vetting of contracts for entities providing a service to the PCA.The LCCCU ensures that proper corporate social responsibility is maintained. In so doing the LCCCU sent remit letters to complainants advising whether their complaints were within or outside the remit of the PCA’s investigative authority. Letters were also sent to complainants giving feedback on the progress of their complaints. STAFFINGOver the past year, the LCCCU’s staff complement increased by one (1) as a Complaints Ofcer was hired for the PCA’s Tobago ofce. The complement now stands at twelve (12) staff members which includes seven (7) Attorneys-at-Law, four (4) complaints ofcers and one (1) Administrative AssistantTRAININGThe PCA has always encouraged continued staff training and, in this regard, the following training workshops/programmes were attended by members of the LCCCU during the period under review:● A four (4) day workshop entitled “Alternative Dispute Resolution” hosted by the Stitt Feld Handy Group. This workshop was attended by three members of the LCCCU who acquired knowledge on how to use principled negotiation and how to mediate disputes. The workshop provided insight into the alternative dispute resolution spectrum, the approaches to negotiation, the seven elements of principled negotiation, behaviours that are difcult to deal with, interactive listening, mediation and the process of mediation. The workshop also helped develop the practical skills and techniques needed to effectively resolve disputes.● Righting wrongs: Ombudsmen, Justice and Public Service In June 2014 a member of the LCCCU participated in this one week study programme in the United Kingdom. The programme was designed for Ombudsmen and senior staff from similar complaint-handling organisations and agencies. The programme provided a valuable opportunity for the PCA to improve its capacity to manage investigations, produce effective reports, communicate with the public and other key stakeholders and deal with the media. It also allowed the PCA to make regional and international comparisons and identify areas for developing and improving its system.● Award for customer services professionals online training programme A complaints ofcer participated in an online training programme conducted by the Arthur Lok Jack Graduate School in collaboration with Customer 1st International. From this workshop the complaints ofcer was better able to understand and apply the basic concepts and language of customer service, select appropriate communication methods for specic customer service situations and identify her own strengths and areas for development of skills in customer service.

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THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT | 29THE INVESTIGATIONS DEPARTMENTAN INTRODUCTIONA fundamental provision of the Police Complaints Authority Act, Chapter 15:05, is for the Police Complaints Authority (PCA) to conduct investigations of complaints of serious police misconduct, police corruption, and criminal offences involving police ofcers. The PCA can commence an investigation either on its own initiative or on the basis of complaints made to the Authority.The Investigations Department of the PCA only receives matters that fall within the PCA’s statutory “remit” (as assessed by the Legal Counsel, Complaints and Compliance Unit (LCCCU) and as explained in the ow chart on Page 25 of this Report.)COMPLAINTSComplaints can be made by any member of the public, a police ofcer, a public body or authority, or the appropriate unit or a disciplinary tribunal of the Trinidad and Tobago Police Service. A complaint may have several allegations against one or more ofcers.

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30 | THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT STATISTICAL REPORT FOR THE PERIOD 1ST OCTOBER 2013 TO 30TH SEPTEMBER 2014The Investigations Department received 491 complaints for the period October 1, 2013 to September 30, 2014. Comparisons for the preceding reporting periods are as follows:- • December 29, 2010 to September 30, 2011 - 255 complaints were received. • October 1, 2011 to September 30, 2012 - 340 complaints were received; and• October 1, 2012 to September 30, 2013 - 470 complaints were received;This information is represented in Table 1 which shows a comparison of complaints received over the reporting periods December 29, 2010- September 30, 2014 and the respective percentage increases.Figure 1: illustrates the numerical increase in complaints received over the reporting periods Dec 29, 2010 - September 30, 2014.2010 - 2011 255 0 0%2011 - 2012 340 85 33%2012 - 2013 470 130 38%2013 - 2014 491 21 4%ReportingPeriodsNumber Of ComplaintsIncreased Number Over Previous YearPercentage Increase Over Previous YearTable 1 A comparison of complaints received over the reporting periods - December 29, 2010- September 30, 2014 and the percentage increasesFigure 1 Represents the numerical increase in complaints over the reporting periods.2003004005002013 - 20142012 - 20132011 - 20122010 - 2011340470491255

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THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT | 31During the period under review the Investigations Department further developed and structured its processes to achieve improved efciency and performance. Several strategies were implemented including:-• The development of a business process to include classication guidelines supported by a new categorization system for complaints;• The utilization of a computerized case management system; • The creation of a special team to focus on cases from previous years which were not completed; and• Deployment of staff and resources to enable the opening and effective operation of the Tobago ofce.PROCESSES EMPLOYED IN THE PERIOD UNDER REVIEWPrior to October 1, 2013 complaints were grouped under six (6) categories, with each category encompassing a number of offences. From October 1, 2013 an improved system of complaints was created with a rating system of one (1) to ve (5) with 1 being the least serious complaint and 5 being the most serious. This classication which is described below allowed human resources to be allocated more effectively.The Investigations Department and the Legal Counsel, Compliance and Complaints Unit began using a specialized case management system that enhanced the capacity for electronic data capture, monitoring and assignment of all reports made to the PCA. Prior to this, these departments relied on a manual system for case management.COMPLAINTS CLASSIFICATION AND RATING GUIDELINES FOR CRIMINAL OFFENCES, POLICE CORRUPTION AND SERIOUS POLICE MISCONDUCT BY / OR INVOLVING A POLICE OFFICER:1. Purpose:The Authority classies complaints by the level of seriousness and/or urgency in order to:-• Allocate resources more effectively;• Optimize data collection and record-keeping to provide useful information and comparable data; and• Identify signicant trends through proactive approach;2. Denition of a Complaint:In accordance with Section 4 of the Police Complaints Authority Act, a complaint includes an allegation of:-• Police corruption;• Serious police misconduct;• The commission of a criminal offence by a police ofcer; or• The commission of a criminal offence by any other person but involving a police ofcer;

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32 | THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT 3. Classication of a Complaint:The Authority classies a complaint on a scale of 1-5 with:-• The least serious complaint placed in Classication 1 and;• The most serious complaint placed in Classication 5;• Where there is more than one alleged infraction in a complaint, the most serious allegation is utilized in the overall classication of the complaint;Automatic Classication 5:A complaint can automatically be classied as 5 in two ways:-• Based on the serious nature of the complaint as dened below; or• Based on the urgent nature of the complaint as dened below, notwithstanding the level of seriousness of the complaint;3.1.1 Automatic Classication 5: Serious Nature of ComplaintA Complaint as dened below is automatically classied as 5, namely:-• Fatal Shooting;• Non-Fatal Shooting;• Road Trafc Accident involving Police Ofcers resulting in serious injury and/or death;• Death in Police Custody (including instances of hanging etc.);• Murder/ Attempted Murder;• Sexual Offences/Domestic Violence Allegation (with violence);• Any Incident with a Fatality;3.1.2 Automatic Classication 5: Urgent Nature of Complaint• A complaint in which the Statutory Limitation Period demands urgency;• A complaint which is identied as Urgent by the Authority;• A complaint of high national, regional or international importance;3.1.3 Denition of Police Corruption – By Section 4 of the Police Complaints Authority Act-“Police Corruption” means an act done with an intent that is illegal, dishonest or fraudulent or failing to act in order to receive an advantage or reward, whether nancial or otherwise, personally or for another person, group or organisation, or exercising a legitimate discretion for improper reasons, or employing illegal means to achieve approved goals;3.1.4 Automatic Classication 4:• Police Corruption;• Police Ofcers involved in an indictable offence e.g. under the Dangerous Drug Act;3.2 Denition of Serious Police Misconduct- Under Section 4 of the Police Complaints Authority Act-“Serious Police Misconduct” means the commission of a disciplinary offence under the Police Service Regulations which the Authority considers to be so serious as to bring the Police Service into disrepute.

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THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT | 33The 491 complaints received by the Investigations Department fell into the classications described above and are depicted in Table 2 below.CATEGORIZATION OF COMPLAINTSIn keeping with our functions under Section 20 (1) of the Police Complaints Authority Act, the 491 complaints received by the Investigation Department were placed into the following categories:• Investigating;• Undertaking inquiries;• Monitoring; and• Gathering evidence.Class 1 3 3Class 2 92 95Class 3 124 219Class 4 155 375Class 5 117 491Classication No. of ComplaintsCumulative No. of ComplaintsTable 2 Classication of complaints received by the Investigations Department - October 1, 2013- September 30, 2014. Investigating 159 36%Undertaking Inquiries 156 35%Monitoring 75 17%Gathering Evidence 56 12%Total 446 100%Categorization Number PercentageTable 3 Categorization of active complaints received by the Investigations Department – October 1, 2013 – September 30, 2014 Of these, four hundred and ninety one (491) complaints forty-ve (45) have been completed and the remaining four hundred and forty-six (446) are under active investigation. Table 3 and Figure 2 below illustrate the categorization of these 446 matters.Figure 2 Categorization by percentages of active complaints received by the Investigations Department - October 1, 2013 - September 30, 2014GatheringEvidenceMonitoring UndertakingInquiries Investigating36%35%17%12%

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34 | THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT Port of SpainTobagoSouth-WesternSouthernCentralWesternNorth-EasternNorthernEasternFigure 3 Map of Trinidad and Tobago showing Police Divisions It is possible that one complaint can affect more than one division or specialist section. When this happens the complaint is recorded against both the division and specialist section noted in the complaint. For example, if a complaint is made against police ofcers attached to the Port of Spain Division, who are working in conjunction with police ofcers attached to the Guard and Emergency Branch (GEB), the complaint is recorded against both the Division and the Branch as they are separate entities. During the period under review there were twenty-nine (29) such instances. This accounts for the 519 complaints in Table 4 as compared to the 491 complaints in Table 2. Tables 4 to 16 illustrate this distribution.TRINIDAD AND TOBAGO POLICE DIVISIONS

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THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT | 35Port of Spain 44 8%Western 39 8%North-Eastern 46 9%Northern 103 20%Eastern 54 10%Central 44 8%Southern 57 11%South-Western 20 4%Tobago 33 6%Specialist sections 70 14%Unknown 9 2%Total 519 100%Fraud Squad 3Homicide Bureau 5Guard & Emergency Branch 2Inter-Agency Task Force 1Port of Spain task Force 1Southern Division Task Force 4North-Eastern Division Task Force 9Eastern Division Task Force 3Central Division Task Force 6Northern Division Task Force 1Western Division Task Force 1POS Divisional Head Quarters 1Tobago Division Task Force 8Tobago CID 7POS Operations Unit 1E-999 1Rapid Response Unit 2Trafc Branch 1Highway patrol 2POS CID 1Stolen Vehicle Squad 2Court & Process 1Anti-Kidnapping Unit 1Other units within the ambit of the ActSan Fernando City Police 1Port of Spain City Police 2Chaguanas Borough Corporation Police 1Arima Borough Police 1Transit Police 1Total 70Police Divisions Specialist SectionsNo of Complaints No of Complaints Complaint percentageTable 4 Number and percentages of complaints by police divisions and specialist sections for the period October 1, 2013- September 30, 2014. Table 5 Number of complaints against specialist sections for the period October 1, 2013- September 30, 2014.

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36 | THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT DIVISIONS Port of Spain 0 9 13 12 10 44Western 0 10 12 7 10 39North-Eastern 0 7 12 15 12 46Northern 1 25 24 26 27 103Eastern 0 13 9 20 12 54Central 1 5 10 16 12 44Southern 1 3 19 17 17 57South-Western 0 1 4 7 8 20Tobago 0 7 13 11 2 33Specialist Sections 0 12 15 18 25 70Unknown 0 2 2 1 4 9Total 3 94 133 150 139 519Class 1 2 3 4 5 TotalTable 6 Classication of Complaints by Police Division and Specialist Section for the period October 1st, 2013 to September 30th 2014 Reference to “Unknown” is made when insufcient information was received to identify the relevant specialist sections.Figures 4- 15: show the classication of complaints by percentages of individual divisions and specialist sections for the period October1, 2013 to September 30, 2014. Figure 4 Percentages of complaints by DivisionsPort of SpainWesternNorth-EasternNorthernEasternCentralSouthernSouth-WesternTobagoSpecialistUnknown8%2%8%8%9%20%10%11%4%6%14%

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THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT | 43ANALYSIS OF DEMOGR APHICSAGEOf the four hundred and ninety-one (491) complaints received in the period under review, seventy-three (73) were PCA initiated in which the ages of complainants were unknown. Of the remaining four hundred and eighteen (418) complaints the ages of the complainants were known in seventy-seven per cent (77%); whilst the remaining twenty-three per cent (23%) represented those complaints received via email or mailed-in (and referred to as “Unknown”) in Table 18 below.Under 18 0 0%18 – 25 41 10%26 – 30 44 11%31 – 35 52 12%36 – 40 46 11%41 – 45 30 7%46 – 50 39 9%51 – 55 31 7%56 – 60 15 4%Over 60 26 6%Unknown 94 23%Total 418 100%Age categoryNumberPercentagesTable 18 Number and percentages of complainants by age for the period October 1, 2013 to September 30, 2014Apart from the “Unknown” category, the largest number of complaints was recorded in the 31-35yr age group. Within this group there were fty-two (52) complaints, which represented 12% of the total number of complaints recorded. Figure 16 The age categories of complainants and corresponding percentages for the period October 1, 2013 to September 30, 2014under 1818 - 2526 - 3031 - 3536 - 4041 - 4546 - 5051 - 5556 - 60over 60unknown10%11%12%11%7%9%7%4%6%23%

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44 | THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT GENDEROf the four hundred and ninety-one (491) complaints received in the period under review, seventy-three (73) were PCA initiated in which the gender of complainants were unknown. Analysis of complaints by gender of the remaining four hundred and eighteen (418) complaints illustrated that there were more than twice the number of men making complaints, compared to women. Two hundred and eighty-nine (289) complaints were made by male complainants, while female complainants made one hundred and twenty-nine (129) complaints. This is illustrated in Table 19 and in Figure 17 by number and percentages.Figure 17 Complainants by gender and percentages for the period October 1, 2013 to September 30, 2014.Male 289 69%Female 129 31%Total 418 100%GenderNumberPercentagesTable 19 Complainants by gender, number and percentages for the period October 1, 2013 to September 30, 2014.31%69%Male Female

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THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT | 45Fatal Shooting 29Non-fatal Shooting 17Death in Police Custody 3Causing Death by Dangerous Driving 2Murder 2Assault 119Assault occ. Actual Bodily Harm 16Illegal Quarrying 1Common Assault 29Harassment 34Criminal OffencesCriminal OffencesTotalTotalTable 20 Total number of complaints categorized as criminal offences for the period October 1, 2013 to September 30, 2014Table 20 Total number of complaints categorized as criminal offences for the period October 1, 2013 to September 30, 2014There are several offences which can be categorized as criminal in nature, serious police misconduct or police corruption. Further, several offences which are both criminal and disciplinary in nature, may be generated from a single complaint. Data provided in Tables 20 and 21 identify the total number of offences.The total number of fatal police shootings, twenty-nine (29), reected in Table 20, pertains to complaints reported to the PCA, or in which the PCA undertook a monitoring role. It does not reect the total number of fatal shootings involving the Trinidad and Tobago Police Service for the period under review.Threat 10Killing or Wounding Animals 2Kidnapping 1Rape 1Indecent Assault 3Grievous Sexual Assault 1Sex with a Female 14-16 3Sexual Harassment 1Cruelty to Children 1Larceny and Related Offences 42Malicious Damage 19Trespass and Unlawful Entry 1Unlawful Arrest and Detention 2Perverting Course of Justice 9Misbehaviour in Public Ofce 23Dangerous Driving 1Impersonation of Police 1Failure to acc. for Gov’t Property 1Malicious Prosecution 3Discharge rearm 40m of road 1Total 378Cont ’d

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THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT | 47Table 22 Status of complaints in numbers for the period October 1, 2013 to September 30, 2014Before the Court 92Completed matters 45Active Investigations 354Total 491Status of complaints Number of complaintsAs stated previously, during the period under review, the Investigations Department received 491 complaints. However, under section 37 of the Police Complaints Authority Act, (“the Act”) “where the subject matter of a complaint or an investigation is the subject matter of judicial proceedings, the Authority shall not commence or continue an investigation pending the nal outcome of those proceedings.” STATUS OF COMPLAINTS OCTOBER 1, 2013- SEPTEMBER 30, 2014Ninety-two (92) of the said four hundred and ninety–one (491) complaints were the subject matter of judicial proceedings and fell within section 37 of the Act. Of the remaining three hundred and ninety-nine complaints (399), the Department completed investigations into forty-ve (45) and three hundred and fty-four (354) are being actively investigated. Table 22 and Figure 18 show the above in numbers and percentages.Figure 18 Status of complaints in percentages for the period October 1, 2013 to September 30, 2014Before the court Completed matters Active investigations19%9%72%

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48 | THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT During the period under review, the Investigations Department completed one hundred and eighty-eight (188) matters. Of these, forty-ve (45) were from the period under review. Fifty-eight (58) were from the reporting period October 1, 2012 to September 30, 2013, thirty-eight (38) were from the reporting period October 1, 2011 to September 30, 2012 and forty-seven (47) were from the reporting period December 29, 2010 to September 30, 2011. This is shown in Table 23.Table 23 Breakdown of completed matters during the period October 1, 2013 to September 30, 2014.Completed investigationsfrom the reporting periodDec 29, 2010 – Sept 30, 2011 47Completed investigationsfrom the reporting periodOct 1, 2011 – Sept 30, 2012 38Completed investigationsfrom the reporting periodOct 1, 2012 – Sept 30, 2013 58Completed investigationsfrom the reporting periodOct 1, 2013 – Sept 30, 2014 45Total 188Investigations from December 29, 2010 to September 30, 2014Number of Investigations completed during the period Oct 1, 2013 – Sept 30, 2014

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THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT | 49Table 25 Complaints initiated by the PCA from the period December 29, 2010 to September 30, 2014.Table 24 Status of complaints from December 29, 2010 to September 30, 2014.PCA initiated ComplaintsDec 29, 2010 – Sept 30, 2011 3PCA initiated ComplaintsOct 1, 2011 – Sept 30, 2012 38PCA initiated ComplaintsOct 1, 2012 – Sept 30, 2013 43PCA initiated ComplaintsOct 1, 2013 – Sept 30, 2014 73Total 157Active investigations 958Before courts of law 223Completed investigations 375Total 1556Initiation of complaintsStatus of complaintsNo. of complaintsNo. of Complaints during the periodDecember 29, 2010 – September 30,STATUS OF COMPLAINTS DECEMBER 29, 2010 - SEPTEMBER 30, 2014Since the establishment of the PCA on December 29, 2010, the Investigations Department received a total of one thousand ve hundred and fty-six (1,556) complaints for investigation. Of the 1556 complaints, 958 are actively being investigated; 223 are before the courts of law and 375 have been completed. This data is illustrated in Table 24. Table 25 shows complaints initiated by the PCA between December 29, 2010 and September 30, 2014. During the period under review, the PCA initiated more complaints than in previous years.

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THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT | 51CANADIAN ASSOCIATION FOR CIVILIAN OVERSIGHT OF LAW ENFORCEMENT (CACOLE)During the period under review the Authority’s (then) Director (Ms. Gillian Lucky) and its Deputy Director were invited by the Canadian Association for Civilian Oversight of Law Enforcement (CACOLE) and the National Association for Civilian Oversight of Law Enforcement (NACOLE) to make contributions to their Annual Conference and quarterly publication, respectively.CACOLE’s website advises, inter alia, that:-“The Canadian Association for Civilian Oversight of Law Enforcement (CACOLE) is a national non-prot organization of individuals and agencies involved in the oversight of police ofcers in Canada. CACOLE is dedicated to advancing the concept, principles and application of civilian oversight of law enforcement throughout Canada and abroad.CACOLE, established in 1997, is an incorporated non-prot organization under theCanada Corporations Act.The national organization is governed by a set of By Laws and is managed by an elected, volunteer Board of Directors representing oversight agencies in each province, as well as First Nations and the Federal Government. The part-time Executive Director is the only paid position.CACOLE members represent diverse organisations.”CACOLE hosted its 2014 Annual Conference “Civilian Oversight: Building Condence and Trust” in May 2014 and reported in its ofcial Communiqué as follows:-CANADIAN ASSOCIATION FOR CIVILIAN OVERSIGHT OF LAW ENFORCEMENT (CACOLE)NATIONAL ASSOCIATION FOR CIVILIAN OVERSIGHT OF LAW ENFORCEMENT (NACOLE)

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52 | THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT “The 2014 Canadian Association for Civilian Oversight of Law Enforcement Conference was held at the Grand Pacic Hotel in Victoria, British Columbia from May 5 – 7 2014. The host of the event was Stan T. Lowe, Commissioner, Ofce of the Police Complaints Commissioner of British Columbia and President of CACOLE. The sold out conference was attended by delegates from across Canada, the U.S., Hong Kong and Trinidad and Tobago.”“INTERNATIONAL PERSPECTIVES ON OVERSIGHTCACOLE was delighted to have representatives from the U.S., Trinidad and Tobago and Hong Kong on the panel organized by David C. Gavsie, Associate Chair of the Ontario Civilian Police Commission. Brian Buchner, Special Investigator from the LA Board of Police Commissioners and President of NACOLE, Master Ralph Doyle, Deputy Director of the Trinidad and Tobago Police Complaints Authority and Daniel Mui, Deputy Secretary General of the Independent Police Complaints Council, Hong Kong, all provided interesting perspectives on oversight in their respective jurisdictions” The presentation of the Authority’s Deputy Director is reproduced hereunder:-CIVILIAN OVERSIGHT OF POLICE OFFICERS IN TRINIDAD AND TOBAGOCHALLENGES AND SOLUTIONSA presentation by Master Ralph Doyle – Deputy Director of the Police Complaints Authority of Trinidad and Tobago.INTRODUCTIONMr. President and Ofcers of CACOLE, Mr. Moderator, Fellow Panellists, Delegates, Specially invited guests, permit me to begin my presentation with a brief introduction to my country – Trinidad and Tobago – the beautiful twin island State in the West Indies located about 10° North of the Equator (and, about 8 miles east of Venezuela at the closest point).We are a Republic within the Commonwealth, becoming independent (from Britain) in 1962 and amending our Constitution to Republican status in 1976. Interestingly, our capital Port of Spain is twinned with Canada’s “Garden City” – St. Catherine’s in the Niagara region, and, for another Canadian connection, Trinidad and Tobago gained its rst Olympic Gold Medal at the Games of the XXI Olympiad held in Montreal in 1976 when Hasley Crawford won the Men’s 100 metres nal.

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THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT | 53BACKGROUNDFast forward to January 01, 2007 when the Police Complaints Authority Act No. 8 of 2006 (“the Act of 2006”/ “the Act”) was proclaimed, repealing the Police Complaints Authority Act, 1993 (“the former Act”) which had provided for any complaints against police ofcers to be sent by the (former) Police Complaints Authority to the Trinidad and Tobago Police Service (“TTPS”) for investigation. The Act of 2006 distinctively established the (current) Police Complaints Authority (“The PCA”/ “the Authority”) as an independent corporate body mandated, inter alia, to investigate criminal offences involving police ofcers, police corruption and serious police misconduct and, to gather evidence that may be admissible in the prosecution of a person who is not a police ofcer for a criminal offence in relation to the Police Service – all of the foregoing without the involvement of the police. INVESTIGATIONSThe Authority is empowered to conduct investigations on its own initiative or on receipt of complaints from a member of the public, a police ofcer, a public body or authority or the appropriate unit or disciplinary tribunal of the Police Service. APPOINTMENTSThe PCA is comprised of a Director and Deputy Director appointed by the President of Trinidad and Tobago on the joint advice of the Prime Minister and the Leader of the Opposition. The Act states that a person appointed as Director and Deputy Director shall have at least ten years experience as an Attorney-at-Law. Further, no person who is or was a police ofcer may be appointed as Director or Deputy Director. The Authority’s rst Director and Deputy Director were appointed on December 29th, 2010.FUNCTIONSThe Authority’s statutory functions are:a) To investigate criminal offences involving police ofcers, police corruption and serious police misconduct;b) To undertake inquiries into, or audits of, any aspect of police activities for the purpose of ascertaining whether there is police corruption or serious police misconduct or circumstances that may be conducive to both;c) To monitor an investigation conducted by any person or authority in relation to any matter mentioned in paragraph (a) and to undertake audits of those investigations;d) To advise the Police Service and other public authorities on ways in which police corruption and serious police misconduct may be eliminated;e) To gather evidence that may be admissible in the prosecution of a person who is not a police ofcer for a criminal offence in relation to the Police Service and to furnish that evidence to the Director of Public Prosecutions, or where an authority outside the State is concerned, the Attorney General;f) To gather evidence that may be used in the investigation of serious police misconduct and furnish such evidence to the Commissioner of Police or the Police Service Commission for appropriate action;g) To gather evidence that can be used in the prosecution of a police ofcer involved in a criminal offence and furnish such evidence to the Director of Public Prosecutions; or

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54 | THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT h) To perform any other functions that may be conferred on it by any other written law.POWERSIn the performance of its functions the Authority’s powers include the powers of a Commission of Enquiry and, the power to require any person to produce books, records, accounts, reports, or data, stored electronically or otherwise, to provide any information or to answer any question which the Authority considers necessary in connection with its investigations and, to have any facts, matters or documents relating to a complaint veried or otherwise ascertained by oral examination of the person making the complaint. The Authority may also enter and inspect any premises occupied or used by a public body or authority and inspect and take copies of any documents in the premises. Subject to obtaining a search warrant from a Court, the Authority may also enter private premises in furtherance of an investigation. The powers and functions of the Authority may be exercised by-a) The Director or Deputy Director personally;b) Any person not being a police ofcer appointed by the Authority to conduct an investigation; or c) Any other person acting under and in accordance with the general or special instructions of either the Director or Deputy Director.(POLICE) DEPARTMENT/DIVISION (?)The Authority has been in operation for a little over three (3) years, however, despite the powers and functions referred to above, there are some fundamental challenges or issues which the Authority faces, starting with the misconception that the Authority is a department/division of the Trinidad and Tobago Police Service and that police ofcers investigate complaints within the Authority’s remit. That misconception has been brought to the Authority’s attention by persons who wish to make complaints but express concerns about the “police investigating the police” or, on occasions when persons enquire about the progress of complaints having been lodged with “the Authority” but which are actually complaints made to the Complaints Division of the Trinidad and Tobago Police Service (“TTPS”). Now, the Complaints Division of the TTPS was indeed created under the former Police Complaints Authority Act but, despite the repeal of that Act persons who make complaints to the TTPS about police ofcers still receive copies of their complaints ofcially stamped “POLICE COMPLAINTS DIVISION”. The misconception may also be a result of the mandate and operations of the former Police Complaints Authority which sent all complaints about police ofcers to the Complaints Division of the TTPS for investigation by the police.PUBLIC EDUCATIONIn dealing with the issue, the Authority embarked on a nationwide public education initiative where, in meetings with the public, it has been emphasized that the Police Complaints Authority is not a division or department of the Trinidad and Tobago Police Service and that under the Act of 2006 no police ofcer may investigate any complaints within the Authority’s remit. Bearing in mind that the Act provides for complaints to be made to the Authority by police ofcers, the assurance has been given by the Authority that there should be no fear of victimization as the Authority is not answerable to the Trinidad and Tobago Police Service in the performance of its functions and the

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THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT | 55exercise of its statutory powers. In fact, under Section 19 of the Act, the Authority is not subject to the direction or control of any other person in the performance of its functions and the exercise of its powers (Emphasis mine). Increasingly, the public (and police ofcers) are being made aware of the role, responsibilities and remit of the PCA in meetings, by information on the PCA’s website www.pca.org.tt and, by the distribution in communities of informative literature on the Authority’s purpose and operations.CONFIDENTIALITYI turn now to the matter of condentiality with respect to the operations of the PCA.Section 21(4) of the Act of 2006 provides as follows:- “Notwithstanding any written law to the contrary, information and evidence obtained by the Authority in the performance of its function under this Act is condential”.And, by Section 47 (h)(iii) of the Act- “A person who-without lawful justication or excuse – discloses condential information – commits an offence and is liable on summary conviction to a ne of fty thousand dollars and to imprisonment for ve years”.FREEDOM OF INFORMATIONThe (above) statutory obligation of condentiality faces the challenge of applications to the PCA under the Freedom of Information Act Chap.22:02 (“FOIA”) which gives members of the public a general right (with exceptions) of access to information in the possession of public authorities. The Police Complaints Authority is not a body exempt from the legal requirements to accede to requests made under the FOIA despite the aforesaid statutory obligation of condentiality and the statutory powers of the PCA which include the performance of its functions as if it were a Commission of Enquiry established for the purpose of the Commission of Enquiries Act – Commissions of Enquiry being exempt under the FOIA.RISKSThe risks of disclosure of condential information and the attendant possibilities of compromising or prejudicing the very serious and sensitive matters under investigation or, of harm to complainants have resulted in the PCA seeking to be exempt from the provisions of the FOIA.PROTECTIONThe protection of complainants, witnesses and informants also challenges the operations of the PCA as the Authority needs to be designated as an “approved authority” under the Justice Programme Act. The Authority has made representations in this regard, and in the interim, has adopted certain measures.POWERS,AUTHORITIES, PRIVILEGES ETC.Now, the raison d’etre of the Police Complaints Authority Act is the investigation of criminal offences involving police ofcers or the

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56 | THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT monitoring or auditing of police activities and other related matters by an independent body. A corollary of this is that the investigating body should be vested with the necessary powers and immunities. In several jurisdictions, (like) civilian oversight bodies carry out their investigative functions with the requisite powers, privileges and immunities. Thus, in Jamaica, by the Independent Commission of Investigations Act 2010, the Commissioner and the Investigative Staff of the Independent Commission of Investigations (INDECOM) in the exercise of their statutory duty have the like powers, authorities and privileges, as are given by law to a police constable.In Barbados, (per that country’s Police Complaints Authority Act), the (Barbados) Police Complaints Authority, its investigative staff and any other duly authorized person in the exercise of their duties have the same powers and privileges as are given by law to a police ofcer. Further aeld, in the United Kingdom, the Police Reform Act 2002 provides that where designated staff members of the Independent Police Complaints Commission are not already possessed of the powers and privileges of a police constable throughout England and Wales and the adjacent United Kingdom Waters they shall for the purposes of the carrying out of investigations and for all purposes connected therewith have such powers and privileges throughout England and Wales and those waters.In Trinidad and Tobago, under the Police Service Act, No. 7 of 2006 – “Every police ofcer shall have all such rights, powers, authorities, privileges and immunities, and is liable to all such duties and responsibilities, as any constable duly authorised now has or is subject or liable to, or may have or be subject or liable to under any written or unwritten law”.However, the civilian investigations ofcers of the PCA who have been duly authorised to conduct investigations are stymied in effectively carrying out their functions as they do not have the “authorities, privileges and immunities” of police ofcers.The foregoing is particularly evident in those cases where the discharge of a police ofcer’s rearm has resulted in the death of a civilian. The PCA’s investigations ofcers cannot legally handle the rearm or send same to the relevant authority for testing, as Section 6(2) of the Firearms Act Chap:16:01 provides that – “Notwithstanding any law to the contrary, a person may not have in his possession any prohibited weapon unless he is, and is, acting in the capacity of –a) a police ofcer;b) a member of the Defence Force;c) Director, Trinidad and Tobago Forensic Science Centre;d) any scientic ofcer designated by the Director, Trinidad and Tobago Forensic Science Centre;e) a Customs ofcer; orf) a prison ofcer.Under the Firearms Act a prohibited weapon is dened, inter alia, as – “any artillery or automatic rearm”.The Authority’s Director, Deputy Director or duly authorised ofcers are not included in Section 6(2) of the Firearms Act supra. In those circumstances, the Authority’s investigators risk prosecution should they remove a rearm for testing or retrieve or receive any article for which the requisite immunity or privilege is not enjoyed. Legislative amendment is necessary.

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THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT | 57INTERCEPTION OF COMMUNICATIONS ACT CH:15:08Under Section 6(1) of the Interception of Communications Act, Ch.15:08 (“the Act”) – a person who intentionally intercepts a communication in the course of its transmission by means of a telecommunications network commits an offence and is liable on summary conviction to a ne of ve hundred thousand dollars ($500,000.00) and imprisonment for seven years. However, an “authorised ofcer” shall not be liable for the interception of communications in certain circumstances, and, under Section 5(1) of the Act the term “authorised ofcer” means the Chief of Defence Staff, the Commissioner of Police or the Director of the Strategic Services Agency. There are matters within the PCA’s remit, including police corruption and allegations of phone harassment wherein the Authority needs speedy technological access to telecommunications, records and/or materials but, the Authority’s Director, Deputy Director or duly authorised ofcers cannot access same independently as they do not enjoy the statutory exemption from liability under the Act.This is very unsatisfactory especially when one considers other local legislation in which Immigration Ofcers, Customs Ofcers and Motor Vehicle Ofcers (who are all civilians) are clothed with the requisite powers and immunities of the police to assist them in fullling their respective statutory obligations. Accordingly, it is essential that amendments be made to the Interception of Communications Act to include the Director and Deputy Director of the Police Complaints Authority as “authorised” ofcers.MONITORING/AUDITING FUNCTIONSIn addressing the above constraints on operations, the Authority utilises its statutory functions of monitoring or auditing investigations into criminal offences involving police ofcers, police corruption and serious police misconduct. In this connection, the Authority and its ofcers have been commended by the Director of Public Prosecutions for the level of professionalism exhibited in carrying out their functions. A recent editorial has also congratulated the Authority “for not dragging its feet in the investigation of the tragic shooting death” of a young man “at the hands of police ofcers”CONCLUSIONThe Authority submits that its continuous public education initiatives and the performance of its monitoring and auditing functions assist in building condence and trust in the institution but, it is necessary for the following legislative amendments to be made:-• An amendment to the PCA Act to include the provision of the powers, privileges, authorities and immunities of the police to the Authority and its Investigators.• An amendment to the Interception of Communications Act, Chap.15:08 to enable the Authority and any person it authorizes to access information from any telecommunications network.• An amendment to the Justice Protection Act, Ch:5:33 to include the PCA as an “approved authority” so that the necessary protection for witnesses can be accessed.• An amendment of the Freedom of Information Act Chap.22:02 to include the PCA as an exempt body . This will be consistent with:-

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58 | THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT a) S.21(4) of the PCA Act, which places the Authority under an obligation to keep all information condential;b) S.22(1) of the PCA Act which gives the PCA the powers of a commission of enquiry established under the Commissions of Enquiry Act “as if it were a commission of enquiry for the purpose of that Act” as, Commissions of Enquiry are exempted from the provisions of the Freedom of Information Act Chap.22:02.The Authority has recommended the above amendments to the relevant authorities.ACKNOWLEDGEMENT “On behalf of the Police Complaints Authority I wish to express sincere thanks to the President, Ofcers and Members of CACOLE for your invitation to participate in this panel on International Perspectives on Oversight.”APPOINTMENTFollowing the conference, in September 2014, the Authority’s Deputy Director was appointed to represent the Police Complaints Authority on the Advisory Council of CACOLE.NATIONAL ASSOCIATION FOR CIVILIAN OVERSIGHT OF LAW ENFORCEMENT (NACOLE)NACOLE’s website states, inter alia,:- “The National Association for Civilian Oversight of Law Enforcement (NACOLE) is a non-prot organization that brings together individuals and agencies working to establish or improve oversight of police ofcers in the United States. NACOLE welcomes people and organizations committed to fair and professional law enforcement that is responsive to community needs. NACOLE, established in 1995, is incorporated under the laws of the State of Maryland. The organization has an elected board of directors, which is composed of individuals in the eld of citizen oversight of the police. The board manages the organization pursuant to a set of by-laws. NACOLE is dedicated to promoting greater police accountability through the establishment or improvement of citizen oversight agencies by:• organizing an annual training conference to increase the knowledge and skills of staff members and volunteers who work in oversight.• providing technical assistance and advice to jurisdictions that are considering the creation or revitalization of oversight bodies.• identifying best practices as they emerge from the experiences of members.• encouraging networking, communication and information-sharing to counter the isolation inherent in the profession.• furnishing information to government ofcials and community representatives that will support their advocacy of oversight in their states, counties, cities and towns.”

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THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT | 59The Authority’s (then) Director contributed an article entitled “Civilian Oversight: Meeting the Expectation” to NACOLE’s ofcial publication NACOLE Review Summer 2014 edition. The article is reproduced hereunder:-“CIVILIAN OVERSIGHT: MEETING THE EXPECTATIONBy Gillian C.I. Lucky the Director of the Police Complaints Authority in TrinidadThe merit of civilian oversight of law enforcement is self-evident and there is a growing momentum worldwide to establish independent bodies to investigate and/or review allegations of police impropriety, particularly in instances of fatalities, corrupt activity, and excessive use of force. It is a step in the right direction to see that interest in establishing independent civilian oversight bodies is being shown by governments and administrations around the globe, to ensure that those who are given powers to exercise control over the life, limb and liberty of citizens are subject to maximum scrutiny. Provided the civilian oversight bodies established are committed to the highest standards of transparency and accountability, then the growth of such organizations is absolutely justiable in any society that has a proper respect for the rights and freedom of individuals. However, there is great societal expectation that civilian oversight bodies will positively transform the police service in the jurisdiction(s) in which they operate, enabling the oversight body to gain public trust and condence. Strictly speaking, that is an objective that is best achieved by those who hold the management positions within the law enforcement body. Unless those who hold key positions in the police service are prepared to take seriously the ndings and recommendations made by civilian oversight bodies, and implement measures to improve the service, poor police performance will result in an automatic indictment for ineffectiveness laid against the oversight body. Civilian Oversight of Policing: Governance, Democracy and Human Rights, a book edited by Andrew John Goldsmith and Colleen Lewis (Hart Publishing, 2000), states “Realism as well as contextual sensitivity are crucial to dene progress. Aiming high in terms of improvement sought but remaining realistic given constraints applicable in the local setting, is one way to move forward. If ultimately an improvement is achieved which is less than might ideally have been realized, but is nonetheless a signicant positive step forward towards reducing police abuses, this ought to be an acceptable performance indicator when assessing progress in these areas” (p. 13). It appears that the authors are suggesting that consideration be given to the “deterrent factor” as “an acceptable performance indicator.” Civilian oversight’s role in deterring police misconduct is an important factor under such circumstances. In those jurisdictions in which civilian oversight is a relatively new concept or the respective oversight bodies are just getting off the ground, without the compromise of the core functions of such bodies, some emphasis should be placed on specic strategies that can be used to send the powerful message to the police that it is not simply “business as usual.” Civilian oversight bodies which are merely given a review function, even if coupled with the power to make recommendations for improved policing services, are performing at a signicant disadvantage

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60 | THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT because such organizations cannot mandate the transformation of the police service which they oversee. The public needs to appreciate the limitations placed on such oversight bodies which, despite fullling their mandate, may still be viewed as ”ineffective” because their recommendations have not been taken on board or properly implemented. Unfortunately, the dilemma faced by such institutions is that if an explanation of their limited powers is explained to and understood by the public, there is a real risk that they will be deemed ”toothless bulldogs” undeserving of state funding. While some may argue that the success of a civilian oversight body is best determined by crunching the numbers and analyzing the results of the cases determined by the organization, such an approach without regard to whether the organization and its work (however limited) has directly or indirectly forced the police to”buckup,”means that civilian oversight bodies that lack sufcient resources to deal with mounting piles of reports of police abuses will automatically be deemed failures. The suggestion is not to turn a blind eye to an increasing workload that has the potential to stretch the organization beyond its capacity; but, while the matter of implementing measures to reduce the backlog of cases is being addressed, the oversight body must do all it can within its power to use whatever resources are available to keep the pressure on law enforcement ofcials to act in accordance with their oaths of ofce. This can be achieved by a sustained public education campaign about the powers and functions of the oversight body and“...another deterrent for real or potential errant police ofcers is the knowledge that their leaders and seniors are in favour of civilian oversight...”informing the public about matters relevant to the proper exercise of police powers. By doing this, the civilian oversight body can never be accused of dropping the ball. Yet another deterrent for real or potential errant police ofcers is the knowledge that their leaders and seniors are in favour of civilian oversight and are prepared to give full cooperation to civilian oversight bodies in their jurisdiction. When the top of an organization signals its willingness to fall in line, it makes it easier for the rank and le to follow. The work of civilian oversight is meant to result in positively transforming the police service and ridding it of rogue and negative elements. But public expectation of civilian oversight bodies must be realistic and performance indicators must be relative to societal constraints and support from law enforcement leaders. If the existence of a civilian oversight body serves as a deterrent for errant ofcers, forcing them to “think twice” before embarking on any act of police impropriety, and ensures that police ofcers are aware that they are accountable to an independent body and that their actions will be subject to intense public scrutiny, that is sufcient justication for the continued support of such an organization. The primary objective, therefore, of any civilian oversight body should not be to undertake the Herculean task of performing its function beyond Olympic proportions but rather, at the very least, to prove itself a worthy competitor determined to make spectators take note of its commendable contribution to determining police misconduct. However, there is always room for improvement, and oversight bodies must continue to set the bar higher as knowledge and experience is gained. Additionally, oversight bodies must meet and exceed public expectations in order to survive and thrive, with on-going outreach to educate the public about oversight powers and limitations.”

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THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT | 61During the week June 2, 2014 to June 6, 2014, Public Administration International hosted a study programme, “Righting Wrongs: Ombudsmen, Justice and Public Service”, which was attended by a Police Complaints Authority (PCA) delegation comprising its Deputy Director and Senior Legal Ofcer.As its title suggests, the programme was geared primarily towards the Ofce of the Ombudsman but was also extended to senior staff from similar complaint handling bodies.The programme’s seminar style delivery together with the approach of experience sharing and visits to the Ofce of the Ombudsman, the Independent Police Complaints Commission (IPCC) and other complaint handling bodies in England, facilitated an understanding of the similarities in the core functions of an independent law enforcement oversight body, such as the PCA and enabled the PCA delegation to extract and consider for applicability in its own organisation, good/best practice(s) in complaint handling, management of investigations and matters related thereto.GENESIS OF THE OMBUDSMAN SCHEME Internationally, the Ofce of the Ombudsman originated in Sweden in 1809 with a rapid spread of the concept occurring in the 1950s. However, after much resistance to the concept from Members of Parliament (MPs) in the United Kingdom who feared that they would lose their case handling role, the Parliamentary Commissioner Act 1967 established the Parliamentary Commissioner for Administration (the Parliamentary Ombudsman) which has since been renamed the Parliamentary and Health Service Ombudsman (PHSO). Essentially, the PHSO is a unication of the statutory roles of the Parliamentary Ombudsman and the Health Service Commissioner whose powers are outlined in the Health Service Commissioners Act 1993.Today in the UK, the Ombudsman Service is multifaceted with pockets of entities servicing the needs of complainants or aggrieved citizens including the Parliamentary and Health Service Ombudsman (PHSO), the local government ombudsman, the Financial Services Ombudsman, the Assessor’s Ofce and the Adjudicator’s Ofce. The appropriate and suitable service to which a complaint or grievance is to be directed depends largely on the nature of the matter. WITH EXPERIENCE COMES WISDOM... LESSONS LEARNED FROM OUR COUNTERPARTS IN COMPLAINT HANDLING

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62 | THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT BRIEF OVERVIEW OF OMBUDSMAN OFFICES (UK) AND OTHER COMPLAINT HANDLING BODIESPHSO and the sharing of lessons learnedThe PHSO investigates complaints of unfair treatment or poor service from government departments, other public organisations and the National Health Service in England with the objective of putting things right where possible, sharing lessons to improve public services and identifying areas for systemic change.This facilitates an organisation in identifying the root cause of problems and implementing permanent solutions which can positively impact the service offered to the public.The Independent Assessor and the review of service complaints against the Financial Services Ombudsman (FOS)The FOS handles complaints of consumers against nancial rms and while the decision of the FOS is nal, a service complaint can be lodged with the Independent Assessor. Although the Independent Assessor is appointed by the Board of the FOS (“the Board”), the said ofce holder is not part of that Service and is neither accountable to the Chief Executive nor the Chief Ombudsman. The Independent Assessor can only entertain service complaints made against the FOS and not challenges to the Ombudsman’s exercise of judgment in relation to the evidence. Therefore, matters such as whether the FOS provided a reasonable service in conducting the investigation into a complaint, adhered to the proper process and kept abreast of all documents relative to the matter, all fall within the purview of the Independent Assessor.Having reviewed a complaint, the Independent Assessor can make recommendations which, if not accepted by the Chief Ombudsman, can be elevated to the Board. Where the Board does not comply it is under an obligation to state its reasons for non-compliance in the Annual Directors’ report.The inclusion of a review process may contribute to transparency within an organisation and can also inspire public trust and condence.The Adjudicator’s Ofce and the policy for handling unacceptable actionsThe Adjudicator has jurisdiction to address complaints of mistakes, unreasonable delays, bad or misleading advice, inappropriate behaviour of staff and the improper exercise of discretion arising out of complaints made to the HM Revenue and Customs, the Valuation Ofce Agency and the Insolvency Service.The Adjudicator has the responsibility to determine whether complaints submitted to the said ofces were handled appropriately including the furnishing of reasonable decisions. Where the Adjudicator has found that a complaint was not handled appropriately and/or the organisation failed to provide a reasonable decision, recommendations and solutions to improve service are made.

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THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT | 63However, the feature of focus in respect of the Adjudicator’s Ofce is its “Unacceptable Actions Policy” to manage situations of unreasonable behaviour of complainants towards staff.Unacceptable actions are given a meaning within the context of the organisation and a prescribed way of dealing with a given situation is outlined for all members of staff. In this way the organisation’s responses are managed and the opportunity for instinctive, inappropriate responses by staff are reduced. The Local Government Ombudsman and recommendations on good practiceThe Local Government Ombudsman deals primarily with complaints about councils and certain authorities and organisations, including the education admissions appeal panels and adult social care providers.Of interest is the practice of publishing its decisions whilst ‘anonymizing’ condential information and its special subject reports whereby the Local Government Ombudsman’s experience of handling complaints in particular subject areas are highlighted with recommendations on good practice. This provides a reservoir of knowledge which other complaint handling organisations can consider.The Independent Police Complaints Commission (IPCC) and the “Learning the Lessons” publicationThe IPCC was established by the Police Reform Act and became operational in April 2004. It is not an Ombudsman Ofce but is a complaint receiving body performing functions similar to the PCA. The IPCC, like the PCA, is an independent body charged with the responsibility of oversight of the Police Force. Of note is the IPCC’s focus on organizational learning gleaned through the conduct of investigations. The critical aspect of this approach is that it is fed back to the Police to assist them in the conduct of their investigations.SYNOPSIS OF OMBUDSMAN OFFICES AND OTHER COMPLAINT HANDLING BODIESHaving had the opportunity to visit several Ombudsman Ofces and other complaint handling bodies in England and interact with members thereof, it is evident that the greatest distinction lies in the remit of each organization/ body. However, as distinct as they are, each body appears to endorse and engage in the exercise of sharing lessons learned- an approach which has wide applicability to complaint handling bodies though, in some instances, such lessons may offer the most value to the organisations falling within the body’s specic purview. Additionally, each body appears to place signicant value on the complainant/ customer. This manifests itself in the form of avenues for redress in certain circumstances, in the focus on early resolution of complaints and in the development of policies to deal appropriately with complainants in a manner which is consistent with the boundaries set by the organization whilst ensuring preservation of its image and reputation. Furthermore, there is a concerted effort towards sharing what is considered to be good practice in the eld which, where followed, can allow for consistency in the way matters are disposed.

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64 | THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT OTHER RELEVANT MATTERS FOR CONSIDERATIONIn addition to the foregoing, the study programme’s course director posed, inter alia, the following thought- provoking questions which, though styled for an Ombudsman’s Ofce, may have applicability to other complaint handling bodies:1. How does the Ombudsman measure success in reaching those who need the service?2. Is there any independent review stage in the Ombudsman’s procedure for dealing with complaints and decisions and conduct of staff?3. Do you ever embark upon peer reviews with like bodies?4. Is there a policy for dealing (understood by all staff) with vexatious, serial and unreasonably persistent complainants?APPLICABILITY OF OMBUDSMAN OFFICE (UK) POLICIES AND APPROACHESThe question is whether similar approaches and policies can be transplanted into the PCA context. Though not ‘on all fours’ with the Ombudsman Service in the UK, due to distinctions in remit, complaint- making culture, age and stage of development of the jurisdiction and organisation, the following merit consideration by the PCA:-• The development of a frame work which allows for the early resolution of complaints (possibly, at the point of rst contact);• The establishment of a policy/ procedure for dealing with unreasonable behaviour from complainants;• The creation of benchmarks/ guidelines against which complaints regarding the organisation’s service can be measured and assessed;• The development of a mechanism through which customer/ complainant satisfaction can be gauged including surveys; and• The publication of ‘anonymized’ reports / lessons learned in a manner which does not conict with the PCA’s statutory obligations with respect to condentiality.The foregoing may prove effective in engendering greater trust and condence in the organization through the implementation of policies, procedures and practices which facilitate both transparency and accountability and are centered on remedying chronic issues.

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66 | THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT STATUS OF RECOMMENDATIONS MADE TO THE OFFICE OF THE COMMISSIONER OF POLICERECOMMENDATION DATE OF STATUS OF RECOMMENDATION RECOMMENDATION The installation of Closed Circuit Television (CCTV) cameras in all police stations positioned at strategic points within each station, especially and including, the Charge Room and the holding cells.The use of these devices acts as a deterrent for misconduct on the part of police ofcers and also assists in determining the facts in matters where the footage would be relevant to a particular complaint. These CCTV cameras would also enable ofcers to keep vigilant watch on persons kept in their custody and assist in preventing persons from attempting suicide.While verbally the Acting Commissioner of Police indicated his agreement with the recommendation for the installation of the CCTV cameras in the areas specied by the PCA, to date, the PCA has not been informed that same has been implemented.PCA Annual Report 2011-2012The above recommendation was strengthened with a further recommendation that CCTV recordings of the activities which transpire within a station should also be digitally stored on a remote server. Offsite storage would limit the potential for evidence to be destroyed. PCA Annual Report 2012-2013The PCA is unaware as to whether this recommendation has been implemented.

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THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT | 67RECOMMENDATION DATE OF STATUS OF RECOMMENDATION RECOMMENDATION The establishment of a special unit within the TTPS to investigate fatal police killings.At this stage, due to the lack of resources and the statutory powers and privileges of police ofcers, it was agreed that in matters involving fatal killings by police, the PCA will perform the functions of monitoring and auditing the TTPS’ investigations. The PCA holds the view that there should be a highly qualied team entrusted with the specic task of investigating these matters as opposed to these investigations being conducted by ofcers from the particular jurisdiction in which the incident occurred. This team will liaise with the PCA on a regular and consistent basis during the investigation.PCA Annual Report 2011-2012PCA Annual Report 2011-2012The Professional Standards Bureau (PSB) was established with effect from July 15, 2011 via Departmental Order dated January 4, 2012. While on the face of the said Order the objectives of the PSB do not appear to be limited to the investigation of fatal shootings of civilians by police ofcers, the PCA is aware, through the receipt of reports, that the PSB also deals with fatal shootings.A thorough review of the current Departmental Order that deals with the TTPS’ Use of Force Policy.The PCA wrote to the Acting Commissioner of Police on September 13, 2013 requesting he indicate the position of the TTPS with respect to the adoption and/or implementation of this recommendation. To date the PCA has received no response to its letter.

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THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT | 69RECOMMENDATION DATE OF STATUS OF RECOMMENDATION RECOMMENDATION Neglect of duty is a disciplinary offence under Regulation 150 (d) of the Police Service Regulations. Where such neglect is so serious as to bring the TTPS into disrepute it triggers the serious police misconduct facet of the PCA’s remit. A common source of complaint is the alleged refusal by ofcers to receive the reports of civilians. Without pronouncing on the merits of individual allegations, it is recommended that signage be prominently displayed in stations reiterating the need for ofcers to issue reports reciepts to civilians in compliance with the Trinidad and Tobago Police Service Departmental Order No. 179 which amended Standing Orders Nos. 17 and 38 of the Standing Orders of the Trinidad and Tobago Police Service. This would operate as proof that the civilian was not turned away and also reinforce in the minds of ofcers, the obligation to issue receipts of reports. In this vein, all stations should be equipped with sufcient receipt books for ofcers to comply with the foregoing.PCA Annual Report 2012-2013The PCA wrote to the Acting Commissioner of Police on June 6, 2014 requesting he indicate the position of the TTPS with respect to the adoption and/or implementation of this recommendation. To date the PCA has received no response to its letter.Complainants continue to indicate that they were not issued receipts at certain stations because the station is awaiting receipt books.

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70 | THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT RECOMMENDATION DATE OF STATUS OF RECOMMENDATION RECOMMENDATION PCA Annual Report 2012-2013PCA Annual Report 2012-2013The need to employ more stringent measures to ensure that ofcers do proper recording of entries into the Station Diary as required under Standing Order No. 17. 6 and 17 (7) (d) (i) of the Standing Orders of the Trinidad and Tobago Police Service. Though Standing Order 13 No. 3 of the Standing Orders of the Trinidad and Tobago Police Service covers “visits” to examine registers by ofcers of a certain rank, in order to ensure that records are not doctored or updated in anticipation of such “visits”, it is recommended that there be periodic unscheduled examination of the records to ensure compliance with the said Standing Orders.The PCA wrote to the Acting Commissioner of Police on June 6, 2014 requesting he indicate the position of the TTPS with respect to the adoption and/or implementation of this recommendation. To date the PCA has received no response to its letter. The PCA is unaware as to whether this recommendation has been implemented.By virtue of the fact that police ofcers have the primary duty of law enforcement, they should be provided with a legal awareness training kit containing legal literacy material pertinent to the duties of all ofcers. Such educational tools will ensure that all police ofcers are aware of the law, the implications of failure to treat with persons in compliance with the law, the ingredients of various criminal offences and other such matters. More importantly, it is recommended that the TTPS embark on a process of continuous education and training so that ofcers understand the applicability of the law especially the use of force policy.The PCA wrote to the Acting Commissioner of Police on June 6, 2014 requesting he indicate the position of the TTPS with respect to the adoption and/or implementation of this recommendation. To date the PCA has received no response to its letter. The PCA is unaware as to whether this recommendation has been implemented.

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THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT | 71RECOMMENDATION DATE OF STATUS OF RECOMMENDATION RECOMMENDATION The establishment of documented protocols for police ofcers to ensure preservation of scenes particularly in relation to matters involving police shootings (fatal and non-fatal) is recommended. In this connection, ofcers involved in the fatal shooting of a civilian should not be allowed to remain on the scene when crime scene investigators are performing their duties of collecting evidencePursuant to Standing Order 10 No. 63 of the Standing Orders of the Trinidad and Tobago Police Service, the Second Division Ofcer in charge of Process Ofces and Stations has the responsibility for maintaining records in relation to warrants. Although a provision is made for the recording of the particulars of warrants, there is no stipulation that copies of warrants must be retained. Copies of warrants will be useful in validating the records kept and eliminate opportunities for manipulation of records where a complaint of entry without a warrant is made.The PCA wrote to the Acting Commissioner of Police on June 6, 2014 requesting he indicate the position of the TTPS with respect to the adoption and/or implementation of this recommendation. To date the PCA has received no response to its letter.The PCA wrote to the Acting Commissioner of Police on June 6, 2014 requesting he indicate the position of the TTPS with respect to the adoption and/or implementation of this recommendation. To date the PCA has received no response to its letter. The recommendation has not been implemented by the TTPS.PCA Annual Report 2012-2013PCA Annual Report 2012-2013

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72 | THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT RECOMMENDATION DATE OF STATUS OF RECOMMENDATION RECOMMENDATION Consideration be given to training and sensitization of ofcers in dealing with differently abled persons. Furthermore, provisions for the safer handling of differently abled persons should be made including the making of all reasonable adjustments to accommodate the supplementary needs of such persons, for example, any additional access requirements; the provision of interpretive support for blind, deaf or otherwise vulnerable persons who may have difculty understanding procedures or completing documentation; and facilitation of communication with people who appear to be deaf, or if there is doubt about their ability to hear, by the use of a suitably qualied interpreter. There is an absence of disciplinary regulations applicable to SRPs. This category of ofcers is not covered under the Police Service Act, Chapter 15:01 or the attendant regulations made thereunder. While this issue of legislative lacuna is not one which can be directly addressed by the TTPS, the PCA thought it prudent to bring it to the attention of the Acting Commissioner of Police.The PCA also wrote to the Acting Commissioner of Police on June 6, 2014 requesting he indicate the position of the TTPS with respect to the adoption and/or implementation of this recommendation. To date the PCA has received no response to its letter. The PCA is unaware as to whether this recommendation has been implemented.Letter from the Director of the PCA to the Acting Commissioner of Police dated September 13, 2013.Via telephonic conversation and letter from the Director of the PCA to the Acting Commissioner of Police dated June 6, 2014.The PCA is unaware of any change with respect to the absence of the relevant disciplinary regulations.

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THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT | 73RECOMMENDATION DATE OF STATUS OF RECOMMENDATION RECOMMENDATION A Police Standing Order or Departmental Order should be drafted and implemented to require ofcers involved in incidents in which civilians are either killed or injured by police ofcers and allegations of police impropriety are raised to immediately provide to the Ofcer in charge of the Division/Branch/Section to which he/she is attached, a detailed written report into the circumstances surrounding same.All members of the TTPS are required to take and subscribe to an oath or afrmation of ofce and secrecy upon their rst appointment as mandated under section 72 of the Police Service Act, Chapter 15:01. The PCA requested that all members of the TTPS be reminded of the said oath or afrmation of ofce and secrecy. The PCA also wrote to the Acting Commissioner of Police on June 6, 2014 requesting he indicate the position of the TTPS with respect to the adoption and/or implementation of this recommendation. To date the PCA has received no response to its letter. The PCA is unaware as to whether this recommendation has been implemented.The PCA is unaware as to whether this recommendation has been implemented.Letter from the Director of the PCA to the Acting Commissioner of Police dated January 23, 2014Letter from the Director of the PCA to the Acting Commissioner of Police dated April 14, 2014.

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74 | THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT “Oversight is becoming integrated into the fabric of oursociety and government; there is recognition that oversight isbenecial and here to stay. Community members are callingfor independent oversight and a voice in policing. In increasingnumbers, police chiefs, sheriffs and government ofcials arerecognizing that oversight is not about bad cops, but aboutgood government. More and more police ofcials are realizingthat internal investigations are controversial and thankless.An oversight agency decreeing that a shooting or use of forcewas within acceptable policy guidelines has more credibilitythan an internal investigation making the samepronouncement. A negative ruling bolstered by an independentinvestigation helps to take the sting out of a contentiousdisciplinary action. Oversight in its many forms providesaccountability and transparency for police issues that areotherwise inaccessible to the larger community.”2While Attard wrote from an American perspective, her words ring true within the Trinidad and Tobago jurisdiction.Under the Police Complaints Authority Act, No 17 of 1993, the then Police Complaints Authority received complaints on the conduct of police ofcers which were investigated by the Police Complaints Division, a division headed by a member of the Trinidad and Tobago Police Service and comprising police ofcers.Born out of recognition of the untenability of a body investigating itself, the Police Complaints Authority (PCA) was established under the Police Complaints Authority Act, Chapter 15:05, Act No. 8 of 2006 (“the PCA Act”).The body created under the PCA Act is independent of the Trinidad and Tobago Police Service and, under section 48(2) of the said Act, is given the “…sole responsibility for dealing with…” matters of serious police misconduct, police corruption and criminal offences involving police ofcers.While the 2006 Act has rectied the situation to some extent, what it fails to do is to equip the PCA with the powers, privileges, immunities and authorities to allow it to fully execute its mandate.Additionally, having had the opportunity of working the legislation for approximately four (4) years, the PCA has identied the deciencies in its own Act as well as the need for consequential amendments to other pieces of legislation which touch, concern and affect the PCA’s operations. Hereunder is a list of proposed amendments to the Police Complaints Authority Act and necessary consequential amendments to other pieces of legislation which have been brought to the attention of relevant stakeholders and the Legislation Review Committee during the period under review.Enactment of the proposed amendments will go a long way in increasing the public’s trust and condence with respect to the independent investigation of offences involving police ofcers whether criminal or disciplinary in nature.PROPOSED AMENDMENTS TO THE PCA ACT2 Barbara Attard, private oversight and accountability consultant with a 25-year career in oversight of law enforcement

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THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT | 75PROPOSED AMENDMENTS TO THE PCA ACTPOWERS, PRIVILEGES, AUTHORITIES AND IMMUNITIES OF THE POLICE• The Authority and its duly authorised ofcers should be given the powers, privileges, authorities and immunities of the police.This has been done in the United Kingdom (UK), Jamaica and Barbados. United KingdomIn the UK, Section 19 (4), Part III, Schedule 3 of the Police Reform Act 2002 Chapter 30 stipulates that where designated staff members are not already possessed of the powers and privileges of a constable throughout England and Wales and the adjacent United Kingdom waters, they shall, “for the purposes of the carrying out of the investigation and all purposes connected with it, have all those powers and privileges throughout England and Wales and those waters.”JamaicaIn Jamaica, under section 20 of the Independent Commission of Investigations Act 2010, (“the ICI Act”) the Commissioner and investigative staff of the Independent Commission of Investigations are vested with like powers, authorities and privileges as are given to police constables. See Section 20 of the ICI Act hereunder. “For the purpose of giving effect to sections 4, 13 and 14, the Commissioner and the investigative staff of the Commission shall, in the exercise of their duty under this Act have the like powers, authorities and privileges as are given by law to a constable.”BarbadosIn Barbados, the Authority, investigative staff and other persons authorized by the Police Complaints Authority are given the same powers and privileges granted to police ofcers as, Section 8(2) of the Police Complaints Authority Act, Chapter 167 A (“the Act”) states:-PROPOSED AMENDMENTS TO THE POLICE COMPLAINTS AUTHORITY ACT (PCA ACT) AND NECESSARY CONSEQUENTIAL AMENDMENTS TO OTHER PIECES OF LEGISLATION

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76 | THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT “The Authority, the investigative staff of the Authority and any other person authorised by the Authority shall, in the exercise of their duties under section 5(1)(c) have the same powers and privileges as are given by law to a police ofcer.”CIVILIAN OFFICERS IN TRINIDAD AND TOBAGO ARE GIVEN THE POWERS OF THE POLICEAdditionally, like powers are already given to civilian ofcers locally under the Immigration Act Chapter 18:01(s.12 (2)), the Customs Act Chapter 78:01(s.3) and the Motor Vehicles and Road Trafc Act Chapter 48:50(s.5 (1)) as follows:-The Immigration ActSection 12 of the Immigration Act provides: “12. (1) For the purposes of this Act an immigration ofcer is a person appointed as such in manner authorised by law. (2) Every immigration ofcer has the authority and powers of a constable to enforce any provision of this Act, the regulations or any order lawfully made under this Act or the regulations relating to the arrest, detention or deportation of any person.” The Customs ActSection 3 of the Customs Act provides: “3. For the purpose of carrying out the provisions of the Customs laws all ofcers shall have the same powers, authorities and privileges as are given by law to members of the Police Service.”The Motor Vehicles and Road Trafc ActSection 5(1) of the Motor Vehicles and Road Trafc Act provides: “5. (1) In the exercise of powers and duties conferred on him by this Act and any Regulations made thereunder, every Transport Ofcer shall have the powers, authorities and privileges and shall be entitled to all the immunities given by any law from time to time in force to any member of the Police Service.”TERMS AND CONDITIONS OF THE DIRECTOR AND DEPUTY DIRECTOR OF THE PCA• Consistent with Cabinet Minute No. 1860 (2nd Session)- 2010/ 12/ 30, the Police Complaints Authority Act (PCA Act) should be amended with respect to the terms and conditions of the Director and Deputy Director of the PCA.SUPPLEMENTAL BODIES OF POLICE (FOR EXAMPLE RURAL AND ESTATE POLICE)• Under the PCA Act the Authority does not have the jurisdiction to deal with matters involving rural and estate police. Accordingly, the denition of “police ofcer” under Section 3 of the Police Complaints Authority Act should be amended to include supplemental bodies of police namely rural and estate police.

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THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT | 77EXEMPTION FROM TAXATION AND DUTIES• It is recommended that the Authority be exempt from taxation and duties on assets which it acquires for its own use- For precedent see Section 27 (1) of the National Library and Information System Act, Chapter 40:01.Adapting the precedent to suit the PCA’s circumstance it would read as follows:-(1) The Police Complaints Authority is exempt from all taxes, duties, fees, charges, assessments, levies and imposts on assets which it acquires for its own use.(2) Where—(a) goods are imported by the Police Complaints Authority or on behalf of The Police Complaints Authority; and(b) the commercial supply of goods or services to The Police Complaints Authority is in the opinion of the Board of Inland Revenue required for the purposes of the Police Complaints Authority, those goods and services shall not be subject to the Value Added Tax Act.CONSEQUENTIAL AMENDMENTSThe following consequential amendments to other pieces of legislation are proposed:-• The Interception of Communications Act, Chapter 15:08An amendment to section 6(1) of the Interception of Communications Act, Chapter 15:08 to enable the Authority and any person it authorizes to access information from any telecommunications network; • The Justice Protection Act, Chapter 5:33An amendment to the Justice Protection Act, Chapter 5:33 so that protection for witnesses can be facilitated by an entity other than the Trinidad and Tobago Police Service.• The Freedom of Information Act, Chapter 22:02The exemption of the PCA under the Freedom of Information Act (FOIA), Chapter 22:02. This will be consistent with:- a) s.21 (4) of the PCA Act, which places the Authority under an obligation to keep information and evidence condential; and b) s. 22 (1) of the PCA Act which gives the PCA the powers of a Commission of Enquiry established under the Commission of Enquiry Act “as if it were a commission of enquiry for the purpose of that Act”, as Commissions of Enquiry are exempted under Section 5(1) from the provisions of the Freedom of Information Act (FOIA).• The Firearms Act, Chapter 16:01An amendment to Section 6(2) of the Firearms Act Chapter 16:01 to include the Director and Deputy Director of the PCA and persons duly authorised by the Authority to have in their possession “any prohibited weapon”.

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78 | THE POLICE COMPLAINTS AUTHORITY’S FOURTH ANNUAL REPORT • The Financial Intelligence Unit of Trinidad and Tobago Act, Chapter 72:01An amendment to the Financial Intelligence Unit of Trinidad and Tobago Act, Chapter 72:01 (FIU Act) to include the PCA as a body to which the FIU can direct reports for investigation under section 15 of the FIU Act.• The Special Reserve Police Act, Chapter 15:01Special Reserve Police Ofcers (SRPs) are included in the denition of “police ofcers” subject to the PCA Act. However, the Police Service Regulations (which include discipline) made under the Police Service Act do not apply to SRPs. The lacuna must be addressed and, particularly so, in light of Section 22 (2) of the Special Reserve Police Act, Chapter 15:03 which makes provisions for regulations, inter alia, for discipline and guidance of SRPs.

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80 | 2 Chap. 15:05 Police Complaints AuthorityLAWS OF TRINIDAD AND TOBAGONote on Subsidiary LegislationThis Chapter contains no subsidiary legislation.Note on Section 53Section 53 amends section 23(6) of the Domestic Violence Act, Chap. 45:56.See Act No. 8 of 2006.MINISTRY OF LEGAL AFFAIRSwww.legalaffairs.gov.ttUPDATED TO DECEMBER 31ST 2007Police Complaints Authority Chap. 15:05 3LAWS OF TRINIDAD AND TOBAGOL.R.O. 1/2009Police Complaints Authority Chap. 15:05 3LAWS OF TRINIDAD AND TOBAGOL.R.O. 1/2009CHAPTER 15:05POLICE COMPLAINTS AUTHORITY ACTARRANGEMENT OF SECTIONSSECTIONPART IPRELIMINARY1. Short title.2. Commencement.3. Act inconsistent with Constitution.4. Interpretation.PART IITHE POLICE COMPLAINTS AUTHORITY5. Establishment of the Authority.6. Membership of the Authority.7. Qualification of Director and Deputy Director.8. Disqualification of Director and Deputy Director.9. Tenure of office.10. Gazetting of membership.11. Acting appointment.12. Revocation of appointment.13. Resignation.14. Remuneration.15. Location.16. Staff.17. Funding.18. Auditing of accounts.19. Independence of the Authority.20. Annual report.PART IIIPOWERS AND FUNCTIONS OF THE AUTHORITY21. Functions of the Authority.22. Powers of the Authority.MINISTRY OF LEGAL AFFAIRSwww.legalaffairs.gov.ttUPDATED TO DECEMBER 31ST 2007

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| 814 Chap. 15:05 Police Complaints AuthorityLAWS OF TRINIDAD AND TOBAGOARRANGEMENT OF SECTIONS—ContinuedSECTION23. Co-operation with any person or body.24. Exercise of the functions of the Authority.25. Power to appoint specialists.PART IVINVESTIGATIONS26. Investigation on receipt of complaint.27. Limitation to make complaint.28. Making or continuing of complaint on behalf of complainant.29. Recording of complaint.30. Preliminary investigation.31. Entry to public premises.32. Entry to private premises.33. Application to High Court.PART VHEARINGS34. Hearings.35. Public and private hearings.36. Evidence and procedure.37. Hearings in relation to judicial proceedings.38. Right of appearance of interested person.39. Legal representation.40. Power to summon witnesses.41. Examination and cross-examination of witness.42. Legal assistance for witnesses.43. Financial assistance for witnesses.44. Conclusion of investigation.PART VIMISCELLANEOUS PROVISIONS45. Contempt of the Authority.46. Punishment of contempt.4 Chap. 15:05 Police Complaints AuthorityLAWS OF TRINIDAD AND TOBAGOMINISTRY OF LEGAL AFFAIRSwww.legalaffairs.gov.ttUPDATED TO DECEMBER 31ST 2007Police Complaints Authority Chap. 15:05 5LAWS OF TRINIDAD AND TOBAGOL.R.O. 1/2009SECTION47. Offences.48. Effect of Act on the powers of the Commission and the Commissioner.49. Liability for proceedings.50. Regulations.51. Transitional.52. Repeal.53. Amendment to written law.MINISTRY OF LEGAL AFFAIRSwww.legalaffairs.gov.ttUPDATED TO DECEMBER 31ST 2007

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82 | 6 Chap. 15:05 Police Complaints AuthorityLAWS OF TRINIDAD AND TOBAGOCHAPTER 15:05POLICE COMPLAINTS AUTHORITY ACTAn Act to establish an independent body to investigatecriminal offences involving police officers, policecorruption and serious police misconduct and for otherrelated matters.*[ASSENTED TO 13TH APRIL 2006]WHEREAS it is enacted inter alia by subsection (1) of section 13of the Constitution that an Act to which that section applies mayexpressly declare that it shall have effect even thoughinconsistent with sections 4 and 5 of the Constitution and, if anysuch Act so declare, it shall have effect accordingly:And whereas it is provided by subsection (2) of the saidsection 13 of the Constitution that an Act to which this sectionapplies is one the Bill for which has been passed by both Housesof Parliament and at the final vote thereon in each House hasbeen supported by the votes of not less than three-fifths of all themembers of that House:And whereas it is necessary and expedient that theprovisions of this Act shall have effect even though inconsistentwith sections 4 and 5 of the Constitution:PART IPRELIMINARY1. This Act may be cited as the Police ComplaintsAuthority Act.2. This Act came into operation on 1st January 2007.3. This Act shall have effect even though inconsistent withsections 4 and 5 of the Constitution.*See section 2 for the date of commencement.8 of 2006.Preamble.Short title.Commencement.[329/2006].Act inconsistentwithConstitution.MINISTRY OF LEGAL AFFAIRSwww.legalaffairs.gov.ttUPDATED TO DECEMBER 31ST 2007Police Complaints Authority Chap. 15:05 7LAWS OF TRINIDAD AND TOBAGOL.R.O. 1/20094. In this Act—“Authority” means the Police Complaints Authority establishedunder section 5;“Commission” means the Police Service Commissionestablished under section 122(1) of the Constitution;“Commissioner” means the Commissioner of Police;“complaint” includes an allegation of—(a) police corruption; (b) serious police misconduct; (c) the commission of a criminal offence by apolice officer; or (d) the commission of a criminal offence by anyother person but involving a police officer, which is submitted to the Authority; “financial institution” means a company which carries on orused to carry on all or any aspect of banking business orbusiness of a financial nature as defined in the FinancialInstitutions Act;“Minister” means the Minister to whom responsibility fornational security is assigned;“police corruption” means an act done with an intent that isillegal, dishonest or fraudulent or failing to act in order toreceive an advantage or reward whether financial orotherwise, personally or for another person, group ororganisation, or exercising a legitimate discretion forimproper reasons, or employing illegal means to achieveapproved goals;“police officer” means—(a) a member of the Police Service;(b) a member of the Municipal Police Force,established under the Municipal CorporationsAct, and Interpretation.Ch. 79:09.Ch. 25:04.MINISTRY OF LEGAL AFFAIRSwww.legalaffairs.gov.ttUPDATED TO DECEMBER 31ST 2007

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| 838 Chap. 15:05 Police Complaints AuthorityLAWS OF TRINIDAD AND TOBAGO(c) a member of the Special Reserve Police,established under the Special ReservePolice Act, at the material time;“Police Service” means the Police Service established undersection 4 of the Police Service Act;“serious police misconduct” means the commission of adisciplinary offence under the Police Service Regulationswhich the Authority considers to be so serious as to bringthe Police Service into disrepute;“Service Commission” means a Service Commission establishedunder the Constitution.PART IITHE POLICE COMPLAINTS AUTHORITY5. (1) There is established a body to be known as thePolice Complaints Authority.(2) The Authority shall be a corporate body.6. (1) The Authority shall comprise a Director and aDeputy Director to be appointed by the President on the jointadvice of the Prime Minister and the Leader of the Opposition. (2) In the event the Prime Minister and the Leader of theOpposition cannot agree on the joint advice, the President shallappoint the Director and the Deputy Director, after consultationwith the Prime Minister and the Leader of the Opposition.7. A person appointed by the President as Director or DeputyDirector shall have at least ten years experience as an Attorney-at-law, and may be appointed from within the Commonwealth.8. No person is qualified to be appointed as Director orDeputy Director if that person—(a) is a member of—(i) the Senate;(ii) the House of Representatives;Ch. 15:03.Ch: 15:01.Sub. Leg.Establishmentof theAuthority.Membership ofthe Authority.Qualification ofDirector andDeputyDirector.Disqualificationof Director andDeputyDirector.MINISTRY OF LEGAL AFFAIRSwww.legalaffairs.gov.ttUPDATED TO DECEMBER 31ST 2007Police Complaints Authority Chap. 15:05 9LAWS OF TRINIDAD AND TOBAGOL.R.O. 1/2009(iii) the Tobago House of Assembly;(iv) a Municipal Corporation; or(b) was at any time during the three years precedingappointment—(i) a member of the Senate;(ii) a member of the House ofRepresentatives;(iii) a member of the Tobago House ofAssembly;(iv) a member of a Municipal Corporation; or(v) a candidate for election to membership ofthe House of Representatives, the TobagoHouse of Assembly or a MunicipalCorporation; or(c) is or was a police officer;(d) is an undischarged bankrupt;(e) has at any time had a record of a criminalconviction for any indictable or summaryoffence which carries a term of imprisonment ofthree or more months; or(f) has been dismissed from the Public Service.9. (1) The appointment of a person as the Director orDeputy Director shall, subject to this Act, be for a period not lessthan three years, but not exceeding five years.(2) A person mentioned in subsection (1) is eligible forreappointment.10. The first appointment of the Director and DeputyDirector and every subsequent appointment shall be publishedby the Authority in the Gazette.11. Where the Director or Deputy Director is absent orunable to perform his duties, the President may, in accordancewith sections 6 and 7 appoint another person to act in the placeof the Director or Deputy Director.Tenure ofoffice.Gazetting ofmembership.Actingappointment.MINISTRY OF LEGAL AFFAIRSwww.legalaffairs.gov.ttUPDATED TO DECEMBER 31ST 2007

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84 | 10 Chap. 15:05 Police Complaints AuthorityLAWS OF TRINIDAD AND TOBAGO12. The President, acting in his discretion, may revoke theappointment of a person as Director or Deputy Director where heis satisfied that the person—(a) has, without reasonable excuse, failed to carryout his prescribed duties for a continuous periodof three months;(b) is unable to discharge the functions of hisoffice, whether arising from infirmity of mindor body or any other cause, or formisbehaviour; or(c) has become a person who would be disqualifiedfor appointment pursuant to section 8.13. (1) The Director or Deputy Director may resign fromhis office, by instrument in writing addressed to the President.(2) A resignation under this section takes effect fromthe date of receipt of the instrument of resignation by thePresident.14. (1) The President shall determine the salary andallowances to be paid to the Director and Deputy Director.(2) The salary and allowances of the Director andDeputy Director shall be a charge on the Consolidated Fund.(3) The salary and allowances payable to the holder ofan office to which subsection (1) applies and his other terms ofservice shall not be altered to his disadvantage after hisappointment.15. (1) The Authority shall be located in the place providedfor it by the Government and its address shall be immediatelypublished in the Gazette and in two daily newspapers incirculation in Trinidad and Tobago and thereafter suchpublication shall be made annually.(2) Where the address of the Authority is changed, thenew address shall be published in accordance with subsection (1).Revocation ofappointment.Resignation.Remuneration.Location.MINISTRY OF LEGAL AFFAIRSwww.legalaffairs.gov.ttUPDATED TO DECEMBER 31ST 2007Police Complaints Authority Chap. 15:05 11LAWS OF TRINIDAD AND TOBAGOL.R.O. 1/200916. (1) The Authority shall be provided with adequate stafffor the discharge of its functions.(2) The Authority shall employ such members of staffas it requires for the performance of its functions on such termsand conditions as are agreed upon between the employee andthe Authority.(3) An officer in the Public Service may, with theapproval of the Authority and the appropriate ServiceCommission, consent to be appointed on transfer to the serviceof the Authority upon terms and conditions no less favourablethan those enjoyed by him in the Public Service.(4) For the purpose of superannuation and pensionrights, an officer shall, upon transfer, be treated as continuing inthe Public Service.(5) An officer in the Public Service may, with the approvalof the Authority and the appropriate Service Commission, consentto be seconded to the service of the Authority.(6) Part III of Chapter III of the Civil ServiceRegulations shall apply to an officer who is seconded to theAuthority under subsection (5).17. The funds of the Authority shall consist of such moniesas are appropriated to it by Parliament from time to time.18. (1) The Authority shall keep an account of all itsfinancial transactions in accordance with General AccountingPrinciples and Practices, and ensure that all payments out of thefunds of the Authority are duly authorised.(2) The accounts of the Authority shall be auditedannually by the Auditor General or by an auditor authorised byhim for such purpose.19. The Authority is not subject to the direction or control ofany other person in the performance of its functions undersection 21 and the exercise of its powers under section 22.Staff.Ch. 23:01.Funding.Auditing ofaccounts.Independenceof theAuthority.MINISTRY OF LEGAL AFFAIRSwww.legalaffairs.gov.ttUPDATED TO DECEMBER 31ST 2007

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| 8512 Chap. 15:05 Police Complaints AuthorityLAWS OF TRINIDAD AND TOBAGO20. (1) The Authority shall, within three months of the endof each financial year, submit to the Minister in respect of thepreceding financial year— (a) an annual report of its activities in the precedingfinancial year; and (b) a copy of the audited statement of accounts andsuch information relating to the operation of theAuthority as the Minister may require. (2) The Minister shall cause a copy of the annual reportand audited statement to be laid in Parliament within three monthsof its receipt and if Parliament is not then in session, within twenty-eight days of the commencement of its next session.(3) The Authority may on its own initiative or at therequest of the Minister conduct an investigation and submit aspecial report to the Minister who shall cause it to be laid inParliament in accordance with subsection (2).PART IIIPOWERS AND FUNCTIONS OF THE AUTHORITY21. (1) The functions of the Authority are to—(a) investigate criminal offences involving policeofficers, police corruption and serious policemisconduct;(b) undertake inquiries into, or audits of, any aspectof police activities for the purpose ofascertaining whether there is police corruptionor serious police misconduct or circumstancesthat may be conducive to both;(c) monitor an investigation conducted by anyperson or authority in relation to any mattermentioned in paragraph (a) and to undertakeaudits of those investigations;(d) advise the Police Service and other publicauthorities on ways in which police corruptionand serious police misconduct may beeliminated;Annual report.Functions ofthe Authority.MINISTRY OF LEGAL AFFAIRSwww.legalaffairs.gov.ttUPDATED TO DECEMBER 31ST 2007Police Complaints Authority Chap. 15:05 13LAWS OF TRINIDAD AND TOBAGOL.R.O. 1/2009(e) gather evidence that may be admissible in theprosecution of a person who is not a policeofficer for a criminal offence in relation to thePolice Service and to furnish that evidence tothe Director of Public Prosecutions, or where anauthority outside the State is concerned, theAttorney General;(f) gather evidence that may be used in theinvestigation of serious police misconduct andfurnish such evidence to the Commissioner orthe Commission for appropriate action;(g) gather evidence that can be used in theprosecution of a police officer involved in acriminal offence and furnish such evidence tothe Director of Public Prosecutions; or(h) perform any other functions that may beconferred on it by any other written law.(2) Evidence referred to in subsection (1)(e) and (f) maybe accompanied by any observation that the Authority thinksappropriate together with recommendations as to what action theAuthority considers should be taken in relation to the evidence.(3) If the Authority obtains any information in thecourse of an investigation under subsection (1) relating to theexercise of the function of a public body or authority, other thanthe Integrity Commission or Ombudsman, the Authority mayfurnish the information to the Minister responsible for the bodyor authority together with such recommendations relating to theexercise of the function of that body or authority as the Authoritythinks appropriate.(4) Notwithstanding any written law to the contrary,information and evidence obtained by the Authority in theperformance of its function under this Act is confidential.(5) Subsection (4) shall not apply if the information andevidence is required for proceedings under the Official SecretsAct, 1911, for perjury or contempt of the Authority. MINISTRY OF LEGAL AFFAIRSwww.legalaffairs.gov.ttUPDATED TO DECEMBER 31ST 2007

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86 | 14 Chap. 15:05 Police Complaints AuthorityLAWS OF TRINIDAD AND TOBAGO22. (1) For the purpose of the performance of its functionsand subject to this Act, the Authority has the powers of acommission of enquiry established under the Commissions ofEnquiry Act as if it were a commission of enquiry for the purposeof that Act.(2) Notwithstanding subsection (1), the Authority shallalso have the power to require—(a) any person to produce, within a specified time,all books, records, accounts, reports, data,stored electronically or otherwise, or any otherdocuments relating to the functions of anypublic body or authority;(b) any person, within a specified time and inwriting, to provide any information or to answerany question which the Authority considersnecessary in connection with any investigationwhich the Authority is empowered to conductunder this Act; and(c) that any facts, matters or documents relating toa complaint, be verified or otherwiseascertained by oral examination of the personmaking the complaint.(3) Notwithstanding subsection (1), where, in thecourse of an investigation, the Authority is satisfied that there isa need to expand its investigations, it may exercise the followingpowers:(a) require any person to furnish a statement inwriting—(i) enumerating all real or personal propertybelonging to or possessed by that personin Trinidad and Tobago or elsewhere, orheld in trust for him, and specifying thedate on which each property wasacquired, the consideration paid andwhether it was acquired by way ofpurchase, gift, inheritance or otherwise;Powers of theAuthority.Ch. 19:01.MINISTRY OF LEGAL AFFAIRSwww.legalaffairs.gov.ttUPDATED TO DECEMBER 31ST 2007Police Complaints Authority Chap. 15:05 15LAWS OF TRINIDAD AND TOBAGOL.R.O. 1/2009(ii) specifying any monies or other propertyacquired in Trinidad and Tobago orelsewhere or sent out of Trinidad andTobago by him or on his behalf during aspecified period;(b) require any person to furnish, notwithstandingany other law to the contrary, all information inhis possession relating to the affairs of anyperson being investigated and to produce orfurnish any document or copy of any documentrelating to the person under investigation andwhich is in the possession or under the controlof the person required to furnish theinformation;(c) require the manager of any financial institution,in addition to furnishing information specifiedin paragraph (b), to furnish any information orcertified copies of the accounts or the statementof accounts at the financial institution of theperson being investigated.(4) A person who fails or refuses to disclose anyinformation or to produce any document under this sectioncommits an offence and is liable on summary conviction to a fineof fifty thousand dollars and to imprisonment for five years.23. In the performance of its functions, the Authority may, asit thinks appropriate—(a) work in co-operation or in consultation with; or(b) disseminate intelligence and information to,any person or body, whether public or private.24. The powers and functions of the Authority areexercisable by—(a) the Director or Deputy Director personally; (b) any person not being a police officer appointedby the Authority to conduct an investigation; orCo-operationwith any personor body.Exercise of thefunctions of theAuthority.MINISTRY OF LEGAL AFFAIRSwww.legalaffairs.gov.ttUPDATED TO DECEMBER 31ST 2007

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| 8716 Chap. 15:05 Police Complaints AuthorityLAWS OF TRINIDAD AND TOBAGO(c) any other person acting under and inaccordance with the general or specialinstructions of either the Director or DeputyDirector.25. The Authority may, on such terms and conditions as itthinks fit, engage any suitably qualified person to provide it withservices and assistance in the exercise of its functions.PART IVINVESTIGATIONS26. The Authority may conduct an investigation on its owninitiative or on the basis of a complaint made by a member of thepublic, a police officer, a public body or authority, or theappropriate unit or a disciplinary tribunal of the Police Service.27. (1) A complaint shall not be entertained under this Actunless it is made to the Authority not later than one year from theday on which the person making the complaint first had notice ofthe matter alleged in the complaint.(2) The Authority may conduct an investigationpursuant to a complaint not made within the period prescribed insubsection (1) if it considers that there are special circumstanceswhich make it proper to do so. 28. Where a person—(a) makes a complaint under this Act and dies; (b) makes a complaint and for any reason is unableto act for himself after making the complaint; or(c) could have made a complaint but died beforedoing so or is for any reason unable to act forhimself,the complaint may be made or continued by his personalrepresentative, a member of his family or other individualsuitable to represent him.Power toappointspecialists.Investigation onreceipt ofcomplaint.Limitation tomakecomplaint.Making orcontinuing ofcomplaint onbehalf ofcomplainant.MINISTRY OF LEGAL AFFAIRSwww.legalaffairs.gov.ttUPDATED TO DECEMBER 31ST 2007Police Complaints Authority Chap. 15:05 17LAWS OF TRINIDAD AND TOBAGOL.R.O. 1/200929. The Authority shall ensure that a permanent record ofevery complaint, the proceedings and the result of theinvestigation are maintained.30. (1) The Authority may conduct a preliminaryinvestigation to assist it to identify whether or not there isconduct to justify a more complete investigation under the Act,or refer it to the Director of Public Prosecutions, Commissioneror the Commission for further action.(2) The Authority may, in considering whether or not toconduct, continue or discontinue an investigation have regard tosuch matters as it thinks fit including whether or not in its view—(a) the subject matter of the investigation is trivial;(b) the conduct or matter concerned occurred at tooremote a time to justify an investigation; or(c) the complaint is frivolous, vexatious or notmade in good faith.(3) Where the Authority has decided to refer a matterunder subsection (1) or to discontinue a matter undersubsection (2), the Authority shall, in writing, immediatelyinform the person who made the complaint of the decision takenand the reason for that decision. 31. (1) For the purpose of an investigation, the Authoritymay—(a) enter and inspect any premises occupied or usedby a public body or authority in that capacity; (b) inspect any document or other thing in thepremises; and(c) take copies of any document in the premises.(2) A public body or authority shall make available tothe Authority such facilities as are necessary to enable thepowers conferred by this section to be exercised.(3) Subsection (1) shall not apply where—(a) under any law an objection to production of thedocument or other thing may be upheld;Recording ofcomplaint.Preliminaryinvestigation.Entry to publicpremises.MINISTRY OF LEGAL AFFAIRSwww.legalaffairs.gov.ttUPDATED TO DECEMBER 31ST 2007

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88 | 18 Chap. 15:05 Police Complaints AuthorityLAWS OF TRINIDAD AND TOBAGO(b) public interest may justify an objection to aninspection of the premises; (c) a public or local authority or public officialacting in such capacity enjoys a privilege underany law; or(d) under any law, any duty of secrecy or otherrestriction on disclosure applies to a publicauthority or public official.32. (1) Where the Authority wishes to enter privatepremises in furtherance of an investigation it shall first get asearch warrant from a Court.(2) For the purpose of an investigation, the Authoritymay—(a) enter and inspect any premises occupied or usedby a person; (b) inspect any document or other thing in thepremises; and(c) take copies of any document in the premises.(3) A person shall make available to the Authority suchfacilities as are necessary to enable the powers conferred by thissection to be exercised.33. The High Court may, on an application made by theAuthority, make any order, issue such writs and give suchdirections as it may consider appropriate for the purpose ofenforcing this Act.PART VHEARINGS34. The Authority may hold hearings for the purpose ofconducting an investigation.35. The Authority may hold its hearings in public or inprivate, or partly in public and partly in private as it considersappropriate.Entry to privatepremises.Application toHigh Court.Hearings.Public andprivatehearings.MINISTRY OF LEGAL AFFAIRSwww.legalaffairs.gov.ttUPDATED TO DECEMBER 31ST 2007Police Complaints Authority Chap. 15:05 19LAWS OF TRINIDAD AND TOBAGOL.R.O. 1/200936. (1) When conducting a hearing the Authority is notbound by the rules or practice of evidence and can inform itselfon any matter in such manner as it considers appropriate.(2) The Authority is required to exercise its functionswith as little formality and technicality as is possible.(3) The Authority may require hearings to be conductedwith as little emphasis on an adversarial approach as is possibleand wherever possible, written submissions may be presented.37. Where the subject matter of a complaint or aninvestigation is the subject matter of judicial proceedings, theAuthority shall not commence or continue an investigationpending the final outcome of those proceedings.38. Where a person satisfies the Authority that he has asubstantial or direct interest in the subject matter of a hearing, theAuthority may authorise him to appear at the hearing or aspecified part of the hearing.39. (1) The Authority may allow a person giving evidenceat a hearing to be represented by an Attorney-at-law.(2) The Authority may appoint an Attorney-at-law toassist it at a hearing.40. (1) The Authority may summon a person to appear at ahearing at a time and place named in the summons—(a) to give evidence; or(b) to produce such documents or other things asare referred to in the summons.(2) The Authority may require a person appearing at ahearing to give evidence on oath or affirmation. (3) A witness who has been summoned to attendbefore the Authority shall appear and report from day to dayunless he is excused from attendance or until he is releasedfrom further attendance.Evidence andprocedure.Hearings inrelation tojudicialproceedings.Right ofappearance ofinterestedperson.Legalrepresentation.Power tosummonwitnesses.MINISTRY OF LEGAL AFFAIRSwww.legalaffairs.gov.ttUPDATED TO DECEMBER 31ST 2007

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| 8920 Chap. 15:05 Police Complaints AuthorityLAWS OF TRINIDAD AND TOBAGO(4) No person shall be compelled for the purpose of aninvestigation under this Act to give any evidence or produce anydocument which he could not be compelled to give or produce injudicial proceedings.41. (1) A person authorised or required to appear at ahearing or his Attorney-at-law may, with the leave of theAuthority, examine or cross-examine any witness on any matterthat the Authority considers relevant.(2) An Attorney-at-law appointed by the Authority toassist it may examine or cross-examine any witness on anymatter that the Authority considers relevant.(3) A witness examined or cross-examined under thissection has the same protection and is subject to the sameliabilities as a witness in judicial proceedings.42. (1) A witness who appears or is about to appear beforethe Authority may apply for legal assistance.(2) The Authority may approve the grant of legalassistance to the applicant if it is satisfied that this is appropriate,having regard to—(a) any injustice to the witness if assistance isdeclined;(b) the significance of the evidence that the witnessis giving or appears likely to give; and(c) any other relevant matter. 43. (1) Subject to subsection (2), a witness who appearsbefore the Authority may be paid such reasonable expenses asmay be determined by the Authority.(2) The Authority may pay such reasonable expenses to awitness if it is satisfied that this is appropriate, having regard to—(a) the prospect of hardship to the witness ifassistance is declined; and(b) any other relevant matter. Examinationand cross-examination ofwitness.Legalassistance forwitnesses.Financialassistance forwitnesses.MINISTRY OF LEGAL AFFAIRSwww.legalaffairs.gov.ttUPDATED TO DECEMBER 31ST 2007Police Complaints Authority Chap. 15:05 21LAWS OF TRINIDAD AND TOBAGOL.R.O. 1/200944. (1) Upon the conclusion of an investigation, theAuthority shall make an assessment and form an opinion as towhether or not the subject matter of a complaint—(a) has or may have occurred;(b) is or may be occurring; (c) is or may be about to occur; or(d) is likely to occur.(2) The Authority may, based on its assessment oropinion under subsection (1), recommend whether considerationshould be given to prosecute any person for a criminal offence orinvoke disciplinary proceedings against any person, and makerecommendations for the taking of any other action that theAuthority considers appropriate. (3) The Authority shall, in writing, immediately informthe person who made the complaint and the police officerconcerned of the action taken and the reasons for such action.PART VIMISCELLANEOUS PROVISIONS45. (1) A person who—(a) having been served with a summons to attendbefore the Authority as a witness, fails to attend;(b) is a witness and who departs from a hearingwithout the authority of the person holdingthe hearing;(c) having been served with a summons to produceany document or other thing in his custody orcontrol, fails to do so;(d) being called or examined as a witness before theAuthority, refuses to be sworn or to make anaffirmation or refuses or otherwise fails toanswer any question put to him; (e) misbehaves before the Authority;(f) interrupts the proceedings of the Authority;Conclusion ofinvestigation.Contempt ofthe Authority.MINISTRY OF LEGAL AFFAIRSwww.legalaffairs.gov.ttUPDATED TO DECEMBER 31ST 2007

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90 | 22 Chap. 15:05 Police Complaints AuthorityLAWS OF TRINIDAD AND TOBAGO(g) obstructs or attempts to obstruct the Director, aDeputy Director or a person acting with theauthority of the Authority in the exercise of anylawful function;(h) publishes or discloses, or permits or allows tobe published or disclosed, any evidence givenbefore the Authority or any of the contents of adocument produced at a hearing which theAuthority has ordered not to be published ordisclosed; or(i) does any other thing that, if the Authority werea Court, would be contempt of Court,commits a contempt of the Authority.(2) Subsection (1)(h) does not apply to an officer of theAuthority in the lawful performance of his functions.46. (1) A contempt of the Authority may be dealt with inaccordance with this section.(2) The Director may present to the High Court, acertificate setting out the details which the Director considersconstitute the contempt.(3) Where an offence is certified under subsection (2),the Court may inquire into the matter and after hearing anywitness who may be produced against or on behalf of the personcharged for the offence, and after hearing any statement that maybe offered in defence, deal with him in any manner in which theCourt could deal with him if he had committed the like offencein relation to the Court.(4) Where a person is punished under this section, he isnot relieved from complying with a summons issued by theAuthority, and the Authority may enforce his attendance bya warrant.(5) A person is not liable to be punished for contempt ofthe Authority if he establishes that there was a reasonable excusefor the act or omission concerned.Punishment ofcontempt.MINISTRY OF LEGAL AFFAIRSwww.legalaffairs.gov.ttUPDATED TO DECEMBER 31ST 2007Police Complaints Authority Chap. 15:05 23LAWS OF TRINIDAD AND TOBAGOL.R.O. 1/200947. A person who—(a) obstructs an officer or member of staff of theAuthority in the exercise of the functions orpowers of the Authority;(b) procures false testimony of a witness;(c) knowingly gives false or misleading evidence ata hearing;(d) bribes a witness;(e) in any way causes a disadvantage to a personbecause that person appeared as a witnessbefore the Authority;(f) impersonates an officer or member of staff ofthe Authority;(g) assaults an officer or member of staff of theAuthority in the performance of his functions;(h) without lawful justification or excuse—(i) hinders or resists the Authority or anyother person in the discharge of functionsunder this Act; (ii) fails to comply with any lawfulrequirement of the Authority or any otherperson under this Act; or(iii) discloses confidential information;(i) knowingly misleads the Authority or an officerof the Authority by giving false information; or(j) knowingly makes or causes to be made, a falsecomplaint,commits an offence and is liable on summary conviction to a fineof fifty thousand dollars and to imprisonment for five years.48. (1) Subject to subsection (2), nothing in this Actprevents or affects the exercise of the functions and powers ofthe Commission and the Commissioner under any law.(2) Where the Commission or the Commissionerreceives information or a complaint in relation to any of theOffences.Effect of Act onthe powers oftheCommissionand the Commissioner.MINISTRY OF LEGAL AFFAIRSwww.legalaffairs.gov.ttUPDATED TO DECEMBER 31ST 2007

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| 9124 Chap. 15:05 Police Complaints AuthorityLAWS OF TRINIDAD AND TOBAGOmatters mentioned in section 21(1)(a), the Commission or theCommissioner shall immediately inform the Authority of theinvestigation in writing and the Authority shall have the soleresponsibility for dealing with those matters.49. (1) Subject to subsection (2), no matter or thing done bythe Authority or any member of or any person acting under theauthority of the Authority shall, if the matter or thing was donein good faith for the purpose of giving effect to the purpose ofthis Act or any other written law, subject the member or personso acting personally to any action, liability, claim or demand. (2) In proceedings for defamation in relation to anyhearing or other matter connected with the exercise of thefunctions of the Authority under this Act, there is a defence ofabsolute privilege for a publication to or by the Authority or anofficer of the Authority as such officer.50. The Minister may make Regulations to give effect to thepurpose of this Act. 51. (1) Where before the date of commencement of this Actany complaint has been received or matter commenced by or underthe authority of the Police Complaints Authority or the PoliceService under the Police Complaints Authority Act, (repealed bythis Act and hereinafter referred to as “the former Authority”), thatcomplaint, matter or thing shall be dealt with and completed by theAuthority as if it were received or commenced under this Act.(2) Members of the Police Complaints Authorityappointed under the former Authority shall continue in officein accordance with their respective instruments ofappointment subject to the provisions of termination andremoval under this Act.(3) Any arrangement, contract, or document prepared,made or executed by or on behalf of the former Authority shallcontinue and is deemed to have been prepared, made or executedby the Authority pursuant to this Act.Liability forproceedings.Regulations.Transitional.17 of 1993.MINISTRY OF LEGAL AFFAIRSwww.legalaffairs.gov.ttUPDATED TO DECEMBER 31ST 2007Police Complaints Authority Chap. 15:05 25LAWS OF TRINIDAD AND TOBAGOL.R.O. 1/2009(4) All rights, obligations and liabilities of the formerAuthority immediately before the date of commencement of thisAct are, from that date, deemed to be the rights, obligations andliabilities of the Authority. (5) In any written law and in any document, unless thecontext otherwise requires, any reference to the former Authorityshall be construed as a reference to the Authority.(6) Any monies standing to the account of the formerAuthority in any financial institution shall vest in and belong tothe Authority from the date of commencement of this Act.52. The Police Complaints Authority Act, 1993 is repealed.*53.This section has been omitted as it applies to anamendment to another Act which has been includedtherein.*See Note on page 2.Repeal.17 of 1993.}MINISTRY OF LEGAL AFFAIRSwww.legalaffairs.gov.ttUPDATED TO DECEMBER 31ST 2007

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92 | ANACTto amend certain enactments to providefor the vesting of functions and powers in theMinister of Justice[Assented to 7th June, 2011]ENACTEDby the Parliament of Trinidad and Tobago asfollows:1 . This Act may be cited as the MiscellaneousProvisions (Ministry of Justice) Act, 2011.EnactmentShort titleFirst Session Tenth Parliament Republic of Trinidad and TobagoREPUBLIC OF TRINIDAD AND TOBAGOAct No. 12 of 2011[L.S.]2. The Criminal Injuries Compensation Act isamended in section 3, by deleting the definition of“Minister” and substituting the following definition:“ “Minister” means the Minister to whomresponsibility for the Criminal InjuriesCompensation Board is assigned and“Ministry” has the corresponding meaning;”.3. The Justice Protection Act is amended in section 3,by deleting the definition of “Minister” and substitutingthe following definition:“ “Minister” means the Minister to whomresponsibility for the Justice ProtectionProgramme is assigned;”.4. The Deoxyribonucleic Acid (DNA) Act is amendedin section 4, by deleting the definition of “Minister” andsubstituting the following definition:“ “Minister” means the Minister to whomresponsibility for DNA services under thisAct is assigned;”.5. The Community Service Orders Act is amended insection 2, by deleting the definition of “Minister” andsubstituting the following definition:“ “Minister” means the Minister to whomresponsibility for administering communityservice under this Act is assigned;”.6. The Police Complaints Authority Act is amended insection 4, by deleting the definition of “Minister” andsubstituting the following definition:“ “Minister” means the Minister to whomresponsibility for the Police ComplaintsAuthority is assigned;”.Chap. 5:31 amended2 No. 12 Miscellaneous Provisions (Ministry of Justice) 2011Chap. 5:33 amendedChap. 5:34 amendedChap. 13:06 amendedChap. 15:05 amended