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Financial Institutions Brochure

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CONTACT USMJCPA.COM800.277.0040Going Further. Mauldin & Jenkins celebrates over 100 years of providing assurance, tax, and advisory services to our clients. From our humble beginnings in 1918 to our current Firm of over 500 professionals and over 375,000 hours provided to clients, we remain focused on the core values that got us here. Our three key objectives to “Provide Quality Work to Our Clients,” to “Build a Firm that will Stand the Test of Time”, and to “Provide Opportunities for Our People” remain at the center of why we do, what we do, every day!ABOUT MAULDIN & JENKINSWhatever your needs may encompass, we are committed to being your long-term partner because…..Together, we can go further!To learn more about the leaders in our Financial Institutions practice and find out what Mauldin & Jenkins can do for you, please scan the QR code below:TOGETHER WE CAN GO FURTHERFinancial InstitutionsServices

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The business and financial advisors that make up Mauldin & Jenkins' Financial Institutions Accounting and Advisory Group can help WHO WE AREQuality assurance, tax, and advisory services are critical for financial institutions in today’s rapidly changing industry landscape. We currently provide professional services to hundreds offinancial institution clients throughout the country, which translates into a first-hand understanding of the industry and its best practices.Mauldin & Jenkins is committed to compliance with all audit requirements and accounting standards. We enhance the value of the audit by maintaining an open line of communication with management, the Board, and the Audit Committee for key accounting and auditing issues. We are also a registered firm with the PCAOB and licensed to practice before the SEC on public company audit engagements. We provide:ASSURANCE SERVICES:EXPERTISEyou identify a strategy that best fits your institution. 100+ YEAR HISTORYOF QUALITY SERVICEExternal auditsEmployee benefit plan/401k auditsSOC reportsDirectors examsRegulation AB auditsOur financial institution tax partners assist our clients in understanding the tax challenges within TAX SERVICES:the financial institutions industry, implementing tax-planning strategies to minimize tax exposure while also avoiding non-compliance penalties and making informed business decisions concerning both federal and state tax-related matters. In addition, we provide:Specialty tax servicesS-Corp conversionsADDITIONAL SERVICES:In addition to traditional audit, tax and advisory services, our expert approach includes:Mergers & acquisition assistanceCall report preparationFraud reviewsCOSO 2013 & SOX 404 servicesCurrent expected credit loss (CECL) transition assistanceInvestment policy reviewsDeNovo formation servicesCONSULTING & ADVISORY SERVICES:Today’s regulatory and corporate accountability culture demands that financial institutions establish and maintain an effective enterprise-risk-management system.This system requires effective internal controls, ongoing monitoring, and independent testing for compliance. Outsourcing can be an effective way to meet these Risk management consultingConsumer compliance & BSA servicesInformation technology servicesNACHA reviewsRisk assessmentsInternal auditsInternal loan reviews & allowance methodology validation servicesLoan review due diligence servicesInterest rate risk & liquidity reviewsdemands, and we provide the following to assist:Direct partner involvement in the field to supervise qualified staff and consult with management during the audit process is just one of the benefits of working with Mauldin & Jenkins. Over 40 hours of annual internal training sessions are designed specifically for the financial institutions team to ensure that the individuals who work on your audit are experts, and as a result, are efficient and effective in order to minimize disruption to client personnel. We value our clients and their time, and our use of technology allows greater efficiency while in the office and the field.

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The business and financial advisors that make up Mauldin & Jenkins' Financial Institutions Accounting and Advisory Group can help WHO WE AREQuality assurance, tax, and advisory services are critical for financial institutions in today’s rapidly changing industry landscape. We currently provide professional services to hundreds offinancial institution clients throughout the country, which translates into a first-hand understanding of the industry and its best practices.Mauldin & Jenkins is committed to compliance with all audit requirements and accounting standards. We enhance the value of the audit by maintaining an open line of communication with management, the Board, and the Audit Committee for key accounting and auditing issues. We are also a registered firm with the PCAOB and licensed to practice before the SEC on public company audit engagements. We provide:ASSURANCE SERVICES:EXPERTISEyou identify a strategy that best fits your institution. 100+ YEAR HISTORYOF QUALITY SERVICEExternal auditsEmployee benefit plan/401k auditsSOC reportsDirectors examsRegulation AB auditsOur financial institution tax partners assist our clients in understanding the tax challenges within TAX SERVICES:the financial institutions industry, implementing tax-planning strategies to minimize tax exposure while also avoiding non-compliance penalties and making informed business decisions concerning both federal and state tax-related matters. In addition, we provide:Specialty tax servicesS-Corp conversionsADDITIONAL SERVICES:In addition to traditional audit, tax and advisory services, our expert approach includes:Mergers & acquisition assistanceCall report preparationFraud reviewsCOSO 2013 & SOX 404 servicesCurrent expected credit loss (CECL) transition assistanceInvestment policy reviewsDeNovo formation servicesCONSULTING & ADVISORY SERVICES:Today’s regulatory and corporate accountability culture demands that financial institutions establish and maintain an effective enterprise-risk-management system.This system requires effective internal controls, ongoing monitoring, and independent testing for compliance. Outsourcing can be an effective way to meet these Risk management consultingConsumer compliance & BSA servicesInformation technology servicesNACHA reviewsRisk assessmentsInternal auditsInternal loan reviews & allowance methodology validation servicesLoan review due diligence servicesInterest rate risk & liquidity reviewsdemands, and we provide the following to assist:Direct partner involvement in the field to supervise qualified staff and consult with management during the audit process is just one of the benefits of working with Mauldin & Jenkins. Over 40 hours of annual internal training sessions are designed specifically for the financial institutions team to ensure that the individuals who work on your audit are experts, and as a result, are efficient and effective in order to minimize disruption to client personnel. We value our clients and their time, and our use of technology allows greater efficiency while in the office and the field.

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The business and financial advisors that make up Mauldin & Jenkins' Financial Institutions Accounting and Advisory Group can help WHO WE AREQuality assurance, tax, and advisory services are critical for financial institutions in today’s rapidly changing industry landscape. We currently provide professional services to hundreds offinancial institution clients throughout the country, which translates into a first-hand understanding of the industry and its best practices.Mauldin & Jenkins is committed to compliance with all audit requirements and accounting standards. We enhance the value of the audit by maintaining an open line of communication with management, the Board, and the Audit Committee for key accounting and auditing issues. We are also a registered firm with the PCAOB and licensed to practice before the SEC on public company audit engagements. We provide:ASSURANCE SERVICES:EXPERTISEyou identify a strategy that best fits your institution. 100+ YEAR HISTORYOF QUALITY SERVICEExternal auditsEmployee benefit plan/401k auditsSOC reportsDirectors examsRegulation AB auditsOur financial institution tax partners assist our clients in understanding the tax challenges within TAX SERVICES:the financial institutions industry, implementing tax-planning strategies to minimize tax exposure while also avoiding non-compliance penalties and making informed business decisions concerning both federal and state tax-related matters. In addition, we provide:Specialty tax servicesS-Corp conversionsADDITIONAL SERVICES:In addition to traditional audit, tax and advisory services, our expert approach includes:Mergers & acquisition assistanceCall report preparationFraud reviewsCOSO 2013 & SOX 404 servicesCurrent expected credit loss (CECL) transition assistanceInvestment policy reviewsDeNovo formation servicesCONSULTING & ADVISORY SERVICES:Today’s regulatory and corporate accountability culture demands that financial institutions establish and maintain an effective enterprise-risk-management system.This system requires effective internal controls, ongoing monitoring, and independent testing for compliance. Outsourcing can be an effective way to meet these Risk management consultingConsumer compliance & BSA servicesInformation technology servicesNACHA reviewsRisk assessmentsInternal auditsInternal loan reviews & allowance methodology validation servicesLoan review due diligence servicesInterest rate risk & liquidity reviewsdemands, and we provide the following to assist:Direct partner involvement in the field to supervise qualified staff and consult with management during the audit process is just one of the benefits of working with Mauldin & Jenkins. Over 40 hours of annual internal training sessions are designed specifically for the financial institutions team to ensure that the individuals who work on your audit are experts, and as a result, are efficient and effective in order to minimize disruption to client personnel. We value our clients and their time, and our use of technology allows greater efficiency while in the office and the field.

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CONTACT USMJCPA.COM800.277.0040Going Further. Mauldin & Jenkins celebrates over 100 years of providing assurance, tax, and advisory services to our clients. From our humble beginnings in 1918 to our current Firm of over 500 professionals and over 375,000 hours provided to clients, we remain focused on the core values that got us here. Our three key objectives to “Provide Quality Work to Our Clients,” to “Build a Firm that will Stand the Test of Time”, and to “Provide Opportunities for Our People” remain at the center of why we do, what we do, every day!ABOUT MAULDIN & JENKINSWhatever your needs may encompass, we are committed to being your long-term partner because…..Together, we can go further!To learn more about the leaders in our Financial Institutions practice and find out what Mauldin & Jenkins can do for you, please scan the QR code below:TOGETHER WE CAN GO FURTHERFinancial InstitutionsServices

Page 6

CONTACT USMJCPA.COM800.277.0040Going Further. Mauldin & Jenkins celebrates over 100 years of providing assurance, tax, and advisory services to our clients. From our humble beginnings in 1918 to our current Firm of over 500 professionals and over 375,000 hours provided to clients, we remain focused on the core values that got us here. Our three key objectives to “Provide Quality Work to Our Clients,” to “Build a Firm that will Stand the Test of Time”, and to “Provide Opportunities for Our People” remain at the center of why we do, what we do, every day!ABOUT MAULDIN & JENKINSWhatever your needs may encompass, we are committed to being your long-term partner because…..Together, we can go further!To learn more about the leaders in our Financial Institutions practice and find out what Mauldin & Jenkins can do for you, please scan the QR code below:TOGETHER WE CAN GO FURTHERFinancial InstitutionsServices