FSA Advisors d/b/a Financial Services of America AdvisorsFirm BrochureFSA Advisors d/b/a Financial Services of America AdvisorsIndividual Disclosure BrochureForm ADV Part 2BALBERT SCOTT CARLSON, CRPC®Investment Adviser RepresentativePersonal CRD Number: 6700940Phone: (586) 939-3810Email: scarlson@fsa-l.comFSA Advisors • 30500 Van Dyke Ave., Ste. 800 • Warren, MI 48093Updated 1/19/2023
is brochure supplement provides information about Albert Scott Carlson that supplements the FSA Advisors brochure. You should have received a copy of that brochure. Please contact Albert Scott Carlson if you did not receive FSA Advisors’ brochure or if you have any questions about the contents of this supplement.Additional information about Albert Scott Carlson is also available on the SEC’s website at www.adviserinfo.sec.gov.
Item 2: Educational Background and Business ExperienceName: Albert Scott CarlsonBorn: 1970Educational Background and Professional Designations: Education: Albert Scott Carlson has not received any higher education degrees aer high school. Designation: Chartered Retirement Planning Counselor (CRPC®) CRPC® Minimum qualications:Business Background: 12/2022 - Present Registered Representative AE FINANCIAL SERVICES 08/2017 - Present Investment Adviser Representative FSA ADVISORS 11/1992 - Present Senior Executive Vice President FINANCIAL SERVICES OF AMERICA 09/2016 - 12/2022 Registered Principal / Investment Adviser Representative INDEPENDENCE CAPITAL COMPANY 07/2010 - Present Owner CARLSON HOLDINGSere are no legal or disciplinary events that are material to a client’s or prospective client’s evaluation of this advisory business.Item 3: Disciplinary Information• successfully complete the program;• pass the nal examination; and • comply with the Code of Ethics, which includes agreeing to abide by the Standards of Professional Conduct and Terms and Conditions. Applicants must also disclose of any criminal, civil, self-regulatory organization, or governmental agency inquiry, investigation, or proceeding relating to their professional or business conduct. Conferment of the designation is contingent upon the College for Financial Planning’s review of matters either self-disclosed or which are discovered by the College that are required to be disclosed.• Successful students receive a certicate and arc granted the right to use the designation on correspondence and business cards for a two-year period. • Continued use of the CRPC® designation is subject to ongoing renewal requirements. Every two years individuals must renew their right to continue using the CRPC® designation by: • completing 16 hours of continuing education; • rearming to abide by the Standards of Professional Conduct, Terms and Conditions, and self disclose any criminal, civil, self-regulatory organization, or governmental agency inquiry, investigation, or proceeding relating to their professional or business conduct; and paying a biennial renewal fee. SM
Item 4: Other Business ActivitiesAlbert Scott Carlson is a registered representative. From time to time, he will oer clients advice or products from this activity. Clients should be aware that these services pay a commission and involve a possible conict of interest, as commissionable products can conict with the duciary duties of a registered investment adviser. FSA Advisors always acts in the best interest of the client; including in the sale of commissionable products to advisory clients. Clients are in no way required to utilize the services any representative of FSA Advisors in such individual’s outside capacity.Albert Scott Carlson is an investment adviser representative with another rm. From time to time, he will oer clients advice or products from this activity. FSA Advisors always acts in the best interest of the client. Clients are in no way required to utilize the services of any representative of FSA Advisors in such individual’s outside capacity.Albert Scott Carlson is a licensed insurance agent. From time to time, he will oer clients advice or products from this activity. Clients should be aware that these services pay a commission and involve a possible conict of interest, as commissionable products can conict with the duciary duties of a registered investment adviser. FSA Advisors always acts in the best interest of the client; including in the sale of commissionable products to advisory clients. Clients are in no way required to implement the plan through any representative of FSA Advisors in their capacity as a licensed insurance agent.Item 5: Additional CompensationAlbert Scott Carlson does not receive any economic benet from any person, company, or organization, other than FSA Advisors in exchange for providing clients advisory services through FSA Advisors.As a representative of FSA Advisors, Albert Scott Carlson is supervised by Nicholas Andrew Shaheen, the rm’s Chief Compliance Ocer. Nicholas Andrew Shaheen is responsible for ensuring that Albert Scott Carlson adheres to all required regulations regarding the activities of an Investment Adviser Representative, as well as all policies and procedures outlined in the rm’s Code of Ethics and compliance manual.e phone number for Nicholas Andrew Shaheen is (586) 939-3810 ext. 1018.Item 6: Supervision